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HomeMy WebLinkAbout2008 CAFR COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2008 PREPARED BY FINANCE DEPARTMENT CITY OF STEPHENVILLE, TEXAS CITY OF STEPHENVILLE, TEXAS TABLE OF CONTENTS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Page Number INTRODUCTORY SECTION Letter of Transmittal ..................................................................................................... i – iv GFOA Certificate of Achievement ............................................................................... v Organizational Chart ..................................................................................................... vi Principal City Officials ................................................................................................. vii FINANCIAL SECTION Independent Auditors’ Report ....................................................................................... 1 – 2 Management’s Discussion and Analysis ...................................................................... 3 – 10 Basic Financial Statements Government-wide Financial Statements Statement of Net Assets .......................................................................................... 11 Statement of Activities ............................................................................................ 12 Fund Financial Statements Balance Sheet – Governmental Funds .................................................................... 13 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds ................................................................ 14 (continued) CITY OF STEPHENVILLE, TEXAS TABLE OF CONTENTS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Page Number FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities ......................................................................................... 15 Statement of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual – General Fund .......................................... 16 – 18 Statement of Net Assets – Proprietary Funds ......................................................... 19 Statement of Revenues, Expenses and Changes in Fund Net Assets – Proprietary Funds .................................................................. 20 Statement of Cash Flows – Proprietary Funds ........................................................ 21 – 22 Statement of Fiduciary Net Assets .......................................................................... 23 Notes to Financial Statements .................................................................................... 24 – 45 Combining Fund Statements and Schedules Nonmajor Governmental Funds Combining Balance Sheet ....................................................................................... 46 Combining Statement of Revenues, Expenditures and Changes in Fund Balances ................................................................................... 47 (continued) CITY OF STEPHENVILLE, TEXAS TABLE OF CONTENTS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Page Number FINANCIAL SECTION (Continued) Combining Fund Statements and Schedules (Continued) Nonmajor Special Revenue Funds Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Hotel/Motel Occupancy Tax Fund ........................................................................................... 48 Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Child Safety Fund .................................... 49 Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Public Safety Fund ................................... 50 Nonmajor Debt Service Fund Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual .................................................................... 51 Nonmajor Enterprise Funds Combining Balance Sheet ....................................................................................... 52 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets ................................................................................ 53 Combining Statement of Cash Flows ..................................................................... 54 – 55 (continued) CITY OF STEPHENVILLE, TEXAS TABLE OF CONTENTS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Page Number FINANCIAL SECTION (Continued) Combining Fund Statements and Schedules (Continued) Agency Funds Combining Statement of Changes in Assets and Liabilities ................................... 56 Table Page Number Number STATISTICAL SECTION (Unaudited) Net Assets by Component .............................................................................. 1 57 Changes in Net Assets ................................................................................... 2 58 – 59 Fund Balances – Governmental Funds .......................................................... 3 60 Changes in Fund Balances – Governmental Funds ....................................... 4 61 – 62 Assessed Value and Estimated Actual Value of Taxable Property ..................................................................................... 5 63 Direct and Overlapping Property Tax Rates .................................................. 6 64 Principal Property Taxpayers ......................................................................... 7 65 Property Tax Levies and Collections ............................................................. 8 66 Ratios of Outstanding Debt by Type ............................................................. 9 67 Ratios of Net General Bonded Debt Outstanding .......................................... 10 68 (continued) CITY OF STEPHENVILLE, TEXAS TABLE OF CONTENTS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Table Page Number Number STATISTICAL SECTION (Unaudited) Direct and Overlapping Governmental Activities Debt ................................. 11 69 Legal Debt Margin and Tax Rate Limitations Information ........................... 12 70 Pledged Revenue Coverage ........................................................................... 13 71 Demographic and Economic Statistics .......................................................... 14 72 Principal Employees ...................................................................................... 15 73 Fulltime Equivalent City Government Employees by Function/Program ....................................................................................... 16 74 Operating Indicators by Function/Program ................................................... 17 75 Capital Asset Statistics by Function/Program ................................................ 18 76 SINGLE AUDIT SECTION Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards ................................................................. 77 – 78 Report on Compliance With Requirements Applicable to Each Major Program and Internal Control Over Compliance in Accordance With OMB Circular A-133 ............................. 79 – 80 Schedule of Expenditures of Federal Awards ................................................ 81 Notes to Schedule of Expenditures of Federal Awards ................................. 82 Schedule of Findings and Questioned Costs .................................................. 83 Summary Schedule of Prior Audit Findings .................................................. 84 THIS PAGE LEFT BLANK INTENTIONALLY INTRODUCTORY SECTION THIS PAGE LEFT BLANK INTENTIONALLY December 31, 2008 The Honorable Mayor, City Council and the Citizens of the City of Stephenville The City of Stephenville (City) Financial Management Policies requires that the City’s Finance Department prepare a complete set of financial statement presented in conformity with the generally accepted accounting principles (GAAP) and audited in accordance with generally accepted auditing standards by a firm of licensed certified public accountants. Accordingly, the Comprehensive Annual Financial Report for the City of Stephenville, Texas for the fiscal year ended September 30, 2008, is hereby issued. This report consists of management’s representations concerning the finances of the City. Consequently, management assumes full responsibility for the completeness and reliability of all the information presented in this report. To provide a reasonable basis for making representations, the City has established a comprehensive internal control framework that is designed both to protect the City’s assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City’s financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatements. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City’s financial statements have been audited by Pattillo, Brown and Hill LLP, Independent Certified Public Accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City for the fiscal year ended September 30, 2008, are free of material misstatements. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City’s financial statements for the fiscal year ended September 30, 2008, are fairly presented in conformity with GAAP. The independent auditor’s report is presented as the first component of the financial section of this report. GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of a Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City’s MD&A can be found immediately following the report of the independent auditor. Profile of the City The City was incorporated in 1889 and chartered a home-rule city under Texas law in 1961. The City occupies approximately 11.79 square miles and serves a population of about 17,428. The City is empowered by state statute to levy a tax on both real and business personal property located within its boundaries. The City also has the power by state statute to extend its corporate city limits by annexation, which is done periodically when deemed appropriate by the City Council. The City operates under the mayor-council form of government. Policy-making and legislative authority are vested in a governing Council consisting of the Mayor and eight (8) Council members. The City Council is responsible for, among other things, passing ordinances, adopting the budget, appointing committees, and hiring the City Administrator. The City Administrator is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City, and appointing head of various departments. The Mayor and City Council members serve two (2) year terms. All elected officials are elected at-large. i The basic financial statements of the City include all governmental activities, organizations and functions for which the City is financially accountable as defined by the Government Accounting Standards Board (GASB). Based on these criteria, no other governmental organizations are included in this report. Services Provided. The City provides a full range of services, including public safety (police, fire and emergency medical), maintenance of streets and infrastructure, sanitation services, maintenance of the treated water distribution system and both sanitary and storm sewer collection and transmission systems, recreational activities and cultural events, landfill operations, airport facility maintenance as well as general administrative services. Economic Conditions and Outlook The information presented in the financial statements is perhaps best understood when it is considered from the broader of the specific environment within which the City operates. Local Economy. The City currently enjoys a stable economic environment, bolstered by the strength of both Cross Timbers area and the State of Texas. Stephenville continues to act as a retail hub of the area. While many cities in the state are seeing the effect of a downturn in their economy, Stephenville has maintained its stable economic position. Strong property values, sales tax receipts and building activity are key indicators of the strength of the City’s economic position. The following facts reflect Stephenville’s economic condition and outlook: Property valuations increased by $99 million (8.84%) in 2008 to $890 million. Residential and commercial activity continues to be strong. With new residential building lots going on line this year and commercial buildings currently under construction, all signs point to property valuations continuing to increase. The property tax rate is $.4350, a reduction from the past three (3) years. Sales tax collections continue to experience growth this year showing a 9.05% increase over the previous year. Accounting System and Budgetary Control The City’s accounting records for general governmental operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities incurred. Accounting records for the City’s utilities are maintained on the accrual basis. ii In developing and maintaining the City’s accounting system, consideration is given to the adequacy of the internal control structure. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding: (1) the safeguarding of assets against loss from unauthorized use or disposition; and (2) the reliability of financial records for preparing financial statements and maintaining accountability of assets. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the evaluation of costs and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City’s internal controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. The annual budget serves as the foundation of the City’s financial planning and control. The City Charter provides that the City Council shall adopt the annual budget prepared by the City Administrator. The proposed st budget must be submitted to the City Secretary no later than August 1 with the adoption taking place no later rd than September 23. The City Administrator is authorized to transfer budgeted amounts between line items and departments within any fund; however any revisions that alter the total expenditures of any fund must be approved by the City Council. Budgetary control has been established at the departmental level. Financial reports are produced showing budget and actual expenditures by line item, and are distributed monthly to the departmental management and to others upon request. Individual line items are reviewed and analyzed for budgetary compliance. Personnel expenditures are monitored and controlled at a position level and capital expenditures are monitored and controlled item by item. Revenue budgets are reviewed monthly. Budget-to-actual comparisons are provided in this report for the General Fund on pages 16 – 18. Long Range Planning/Financial Management. Users of this document, as well as others interested in the programs and services offered by the City of Stephenville, are encouraged to read the City’s Fiscal Year 2008–2009 Budget. The document details the City’s long-term goals and financial policies, describes program accomplishments and initiatives, and outlines the City’s capital improvement program. Also available for reference is the City of Stephenville’s Comprehensive Plan, which was adopted in 2006, and maps out the City’s future strategies. The City’s ability to respond to ongoing economic challenges will require careful long-range planning. The City has responded by fiscal conservatism and implementing operating budget efficiencies that have resulted in its maintaining healthy fund balances in its General Fund and water/wastewater funds. Debt Management. The City has been funding its capital program from current revenues and surplus working capital since 1996. Cash Management. The City utilizes its bank depository contract and its investment policy in the management of all cash. Under the bank depository contract, the City operating account earns the bank’s public fund interest rate. During the fiscal year ended September 30, 2008, the average rate on the operating account balances was 3.51 percent. The City’s investment policy embraces current state regulations on the investment of public funds and authorizes the City to invest in certificates of deposits from the bank depository, direct obligations of the United States Government, obligations of an agency of the United States Government and local government investment pools. The combination of these investment vehicles provided a weighted average return of 3.45 percent over the fiscal year. The City requires that all deposits be collateralized with securities held in joint accounts at First Financial Bank of Stephenville. Collateral is monitored monthly to ensure that the market value of the pledged securities equals or exceeds the related deposit or investment balance. Investments are always executed delivery-versus-payment method. That is, funds are not wired or paid until verification has been made that the correct security has been received. Securities are held on behalf of the City by the City’s agent. All collateral shall be subject to verification and audit by the Finance Director and the City’s independent auditors. iii Tax Appraisal/Collection Responsibilities. Under Texas law enacted in 1979, and subsequent revisions of the State Property Tax Code, the appraised value of taxable property in Stephenville is established by the Erath County Appraisal District. The City of Stephenville and other taxing jurisdictions in Erath County provide a pro rata share of the budgeted expenditures incurred by the Appraisal District, based on individual levy. Erath County Tax Assessor-Collector provides tax collection services for the City and other taxing jurisdictions in Erath County. Risk Management. Risk management within the City is a joint effort of all City department heads in coordination with the City’s property and casualty insurance provider. Under a contractual arrangement, the City’s facilities, procedures and claims are reviewed and evaluated by the loss prevention representative with the insurance provider. The representative and department heads address areas of needs as identified through both external and internal analysis. The minimizing of risk is addressed through employee training in the form of training films, safety courses and on-site instruction. The City purchases liability insurance with limits of $2 million for all exposures. The City also purchases workers’ compensation coverage through a public entity insurance pool. Awards. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement in Financial Reporting to the City of Stephenville for its Comprehensive Annual Financial Report for the fiscal year ended September 30, 2007. The Certificate of Achievement is a prestigious national award-recognizing conformance with the highest th standards for preparation of state and local government financial reports. This award was the 25 consecutive year that the City of Stephenville has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current comprehensive annual financial report continues to meet the Certificate of Achievement Program’s requirements and we are submitting it to GFOA to determine its eligibility for another certificate. Acknowledgements. The preparation of this report on a timely basis could not be accomplished without the efficient and dedicated services of the entire staff of the City. We would like to express our appreciation to all staff members who assisted and contributed to its preparation. We would also like to thank the Mayor and City Council members for their interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. Respectfully Submitted, iv Certificate of Achievement for Excellence in Financial Reporting Presented to City of Stephenville Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2007 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. v CITY OF STEPHENVILLE, TEXAS ORGANIZATION CHART Citizens of Stephenville Mayor and City Council Boards & Commissions City Attorney City Administrator Municipal Judge City Secretary Community Finance/ Community Fire Utilities Police Development Administration Services Planning Fire Accounting Water Criminal Parks Suppression Production Investigation Fire Inspections Utility Billing Water Patrol Recreation Prevention Distribution Code Emergency Purchasing Wastewater Communications Cemeteries Enforcement Medical Services Collection Budget Wastewater Records Library Treatment Audit Landfill Animal Control Streets Investments Airport Customer Service Insurance Senior Citizens Water Pollution Control Human Resources vi CITY OF STEPHENVILLE, TEXAS PRINCIPAL CITY OFFICIALS SEPTEMBER 30, 2008 Mayor Nancy A. Hunter Council Members Pat Shelbourne Dr. Malcom L. Cross Don Zelman Russ McDaniel Alan Nash Alan Nix Mark Murphy Scott Evans City Administrator Mark A. Kaiser Director of Finance/Administration Walter G. Wood Director of Utilities Nick Williams Director of Community Development Betty Chew Police Chief Roy Halsell Fire Chief Jimmy Chew Director of Community Services Drew Wells City Secretary Cindy Stafford vii THIS PAGE LEFT BLANK INTENTIONALLY FINANCIAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY INDEPENDENT AUDITORS’ REPORT To the Honorable Mayor and Members of City Council City of Stephenville, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Stephenville, Texas, as of and for the year ended September 30, 2008, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Stephenville’s management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Stephenville, Texas, as of September 30, 2008, and the respective changes in financial position and cash flows, where applicable, and the budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated December 31, 2008, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards, and should be considered in assessing the results of our audit. 1 401 WEST HIGHWAY 6 P. O. BOX 20725 WACO, TX 76702-0725 (254) 772-4901 FAX: (254) 772-4920 www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 WHITNEY, TX (254) 694-4600 ALBUQUERQUE, NM (505) 266-5904 The management’s discussion and analysis on pages 3 through 10 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Stephenville, Texas’ basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by U. S. Office of Management and Budget Circular A-133, “Audits of States, Local Governments and Nonprofit Organizations,” and is not a required part of the basic financial statements of the City. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. December 31, 2008 2 MANAGEMENT’S DISCUSSION AND ANALYSIS THIS PAGE LEFT BLANK INTENTIONALLY Management's Discussion and Analysis As management of the City of Stephenville, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2008. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. FINANCIAL HIGHLIGHTS The assets of the City exceed its liabilities as of September 30, 2008, by $52,037,515 (net assets). Of this amount, $19,340,729 (unrestricted net assets) may be used to meet the City’s ongoing obligations to citizens and creditors in accordance with the City’s fund designation and fiscal policies. The City's total net assets increased by $3,963,687. As of the close of the current fiscal year, the City's governmental funds reported combined ending fund balances of $12,433,889. Approximately 99 percent of this total amount, $12,335,983 is unreserved fund balance available for use within the City’s fund designation and fiscal policies. As of September 30, 2008, unreserved fund balance for the General Fund was $9,555,553 or 83 percent of total general fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis are intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements. The government-wide financial statements, which begin on page 11 of this report, are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. 3 The statement of activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused compensation absences.). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their cost through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, streets, library, cemetery, culture and recreation, and community development. The business-type activities of the City include water, wastewater, storm water drainage, solid waste, and airport operations. The government-wide financial statements can be found on pages 11 – 12 of this report. Fund Financial Statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories – governmental funds and proprietary funds. Governmental Funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus on governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the annual appropriated budget. Data for the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining fund statements and schedules elsewhere in this report. Proprietary Funds. The City maintains one type of proprietary fund. Enterprise Funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses the Enterprise Funds to account for water, wastewater, storm water drainage, solid waste, and airport operations. 4 Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The basic proprietary fund financial statements can be found on pages 19 – 22 of this report. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 24 – 45 of this report. Other Information. In addition to the basic financial statements and accompanying notes, this report also presents combining fund statements and schedules that further support the information in the financial statements. The combining fund statements and schedules for nonmajor funds are presented immediately following the notes to the financial statements beginning on page 46 of this report. GOVERNMENT-WIDE FINANCIAL ANALYSIS As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $52,037,515 as of September 30, 2008. A large portion of the City's net assets (61 percent) reflects its investments in capital assets (e.g., land, buildings, equipment and infrastructure), less any outstanding debt used to acquire those assets. The investments in capital assets net of related debt increased by $5,023,082. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. CITY OF STEPHENVILLE’S NET ASSETS Governmental ActivitiesBusiness-type ActivitiesTotals 200820072008200720082007 Current and other assets13,278,949$ 12,260,995$ 13,379,464$ 14,673,646$ 26,658,413$ 26,934,641$ 11,297,47512,503,386 43,654,085 36,609,064 56,157,471 47,906,539 Capital assets 23,558,47025,782,335 57,033,549 51,282,710 82,815,884 74,841,180 Total assets Liabilities505,850 456,989 2,034,031 1,607,361 2,539,881 2,064,350 1,344,753 26,034,994 23,358,249 28,238,488 24,703,002 2,203,494 Noncurrent liabilities 1,801,7422,709,344 28,069,025 24,965,610 30,778,369 26,767,352 Total liabilities Net assets: Invested in capital assets, net of related debt10,513,386 10,157,475 21,231,388 16,564,217 31,744,774 26,721,692 Restricted397,365 366,934 554,647 665,099 952,012 1,032,033 11,232,31912,162,240 7,178,489 9,087,784 19,340,729 20,320,103 Unrestricted $ 21,756,72823,072,991$ 28,964,524$ 26,317,100$ 52,037,515$ 48,073,828$ Total net assets 5 An additional portion of the City’s assets (two percent) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets, $19,340,729 may be used to meet the government's ongoing obligations to citizens and creditors. As of September 30, 2008, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business-type activities. The same held true for the prior fiscal year. Overall, the City had an increase in net assets of $3,963,687. Governmental Activities. Governmental activities increased the City’s net assets by $1,316,263 or 33 percent of the total growth in net assets. The net assets invested in capital assets, net of related debt increased by $355,911 or four percent due to pay down of annual debt service. Unrestricted net assets increased by $929,921 or eight percent. Total revenues for governmental activities increased from the previous year by $338,770. General revenue had a net increase of $281,181 or three percent. Business-type Activities. Net Assets from business-type activities increased by $2,647,424 or 10 percent from $26,317,100 to $28,964,524 accounting for the other 67 percent of the total growth in net assets. This increase is primarily due to the excess of operating revenues over operating expenditures and net transfers. The following table provides a summary of the City’s operations for the year ended September 30, 2008, with comparative totals for the year ended September 30, 2007. 6 CITY OF STEPHENVILLE’S CHANGES IN NET ASSETS Governmental ActivitiesBusiness-type ActivitiesTotals 200820072008200720082007 Revenues: Program revenues: Charges for services1,567,484$ 1,291,597$ 6,391,799$ 5,826,087$ 7,959,283$ 7,117,684$ Operating grants 57,969 115,859 - - 57,969 115,859 Capital grants and contributions148 115,556 870,718 169,370 870,866 284,926 General revenues: Property taxes3,659,623 3,389,638 - - 3,659,623 3,389,638 Sales taxes4,745,309 4,351,269 - - 4,745,309 4,351,269 Franchise taxes1,169,858 1,370,838 - - 1,169,858 1,370,838 Other taxes434,498 388,013 - - 434,498 388,013 Investment earnings454,269 623,810 469,667 876,642 923,936 1,500,452 75,99417,186 - - 17,186 75,994 Miscellaneous 11,722,57412,106,344 7,732,184 6,872,099 19,838,528 18,594,673 Total revenues Expenses: General government1,331,583 1,591,258 - - 1,331,583 1,591,258 Public safety5,504,975 5,187,628 - - 5,504,975 5,187,628 Streets1,183,435 1,144,681 - - 1,183,435 1,144,681 Culture and recreation2,166,545 1,733,627 - - 2,166,545 1,733,627 Community development395,182 381,091 - - 395,182 381,091 Interest on long-term debt103,490 65,926 - - 103,490 65,926 Water and wastewater- - 4,526,893 4,776,359 4,526,893 4,776,359 Storm water drainage- - 245,371 141,516 245,371 141,516 Sanitary landfill- - 290,349 272,010 290,349 272,010 -- 127,018 130,169 127,018 130,169 Airport 10,104,211 5,189,631 5,320,054 15,874,841 15,424,265 10,685,210 Total expenses Increases in net assets before transfers1,421,134 1,618,363 2,542,553 1,552,045 3,963,687 3,170,408 ( 215,921)104,871)( 104,871 215,921 - - Transfers Change in net assets1,316,263 1,402,442 2,647,424 1,767,966 3,963,687 3,170,408 20,354,28621,756,728 26,317,100 24,549,134 48,073,828 44,903,420 Net assets - beginning 21,756,728$ 28,964,524$ 26,317,100$ 52,037,515$ 48,073,828$ $ 23,072,991 Net assets - ending FINANCIAL ANALYSIS OF THE GOVERNMENT’S FUNDS As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental Funds. The focus of the City’s governmental funds is to provide information on near- term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $12,433,889. Approximately 99 percent of this total amount, $12,335,983 constitutes unreserved fund balance. Refer to page 13 of this report for a more detailed presentation of governmental fund balances. 7 In the General Fund, the City budgeted for a decrease in the fund balance on a budget basis of $2,925,944 but due to actual revenues being more than budgeted and actual expenditures being less than budgeted and some capital projects not being initiated during the year the fund balance decreased by only five percent during the current fiscal year. Sales tax collections increased by 9% from the previous year and the City collected 12 percent more than budgeted. Other actual revenues collected were also higher than budgeted: 1) current year and delinquent property taxes were collected at higher rates than projected to generate $51,089; 2) franchise fees were $49,858; 3) licenses and permit fees were $144,037 more than budgeted; and 4) service charges were also higher by $75,543 than budgeted. Expenditures were lower than budgeted mainly because capital outlays were $1,021,917 lower. The fund balance of the City’s General Fund decreased by five percent during the current fiscal year. The Capital Projects Fund has a fund balance of $2,429,680, an increase of 127 percent all of which is restricted for specific construction projects. The Debt Service Fund has a fund balance of $89,253, an increase of nine percent, all of which is reserved for the repayment of debt. The Special Revenue Funds have a fund balance of $350,750 an increase of 25 percent, all of which is restricted for the special programs defined by revenue source. Proprietary Funds. The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the City's Enterprise Funds at the end of the year amounted to $7,178,489. The increase in net assets was $2,647,424. Other factors concerning the finances of these funds have already been addressed in the discussion of the City's business-type activities. General Fund Budgetary Highlights Differences between the original budget and the final amended budget amounted to $614,650. The most significant changes were for $93,495 to acquire park property and $450,000 street reconstruction program. The remaining portion of the budget difference was used mainly to cover adjustments for unexpected maintenance and personnel costs. Even with these increases in appropriations, the excess in revenues during the year was sufficient to fund these increases without reducing the budgeted General Fund fund balance. Actual expenditures on a budgetary basis were $11,463,430 compared to the final budget expenditures of $13,021,130. The $1,557,700 variance was primarily attributable to capital projects not initiated during the year, due to close monitoring of expenditures by departments and performing better than anticipated. Actual revenues on a budgetary basis were $11,049,953 compared to the final budget of $10,198,177. The $851,776 variance was due primarily to increases in sales tax revenue and licenses/permit fees. Capital Assets. The City's investment in capital assets for its governmental and business-type activities as of September 30, 2008, amounts to $56,157,471 (net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements, machinery and equipment, park facilities and infrastructure. 8 Major capital asset events occurring during the current fiscal year included the following: Park property acquisition, $93,495; Restroom at park, $250,000; Road paving at cemetery, $25,000; Recreation Center face lift, $20,000; Street reconstruction, $450,000; Ambulance replacement, $105,000; Surface water supply project, $2.4 million; Storm water drainage improvements, $3.4 million. CITY OF STEPHENVILLE’S CAPITAL ASSETS AT YEAR-END Governmental ActivitiesBusiness-type ActivitiesTotals 200820072008200720082007 Land2,539,141$ 2,163,314$ 798,082$ 798,082$ 3,337,223$ 2,961,396$ Buildings and improvements3,398,967 3,191,028 6,031,706 5,594,038 9,430,673 8,785,066 Equipment5,305,505 5,091,173 1,955,030 1,872,222 7,260,535 6,963,395 Infrastructure10,880,627 9,906,803 41,518,819 38,653,421 52,399,446 48,560,224 Construction in progress- - 13,226,871 8,414,542 13,226,871 8,414,542 Less: accumulated ( 9,620,854) 9,054,843)( 19,876,423)( 18,723,241)( 29,497,277)( 27,778,084)( depreciation $ 12,503,386 11,297,475$ 43,654,085$ 36,609,064$ 56,157,471$ 47,906,539$ Total capital assets Additional information on the City's capital assets can be found on page 35 – 36 of this report. DEBT ADMINISTRATION At the end of the current fiscal year, the City had total bonded debt of $27,539,155. Of this amount, $1,990,000 represents bonded debt backed by the full faith and credit of the City, $17,065,000 represents utility revenue bonds secured by water and sewer revenues and $199,155 represents revenue bonds secured by airport revenues, and $8,285,000 secured by storm water drainage revenues. OUTSTANDING DEBT AT YEAR-END Governmental ActivitiesBusiness-type ActivitiesTotals 200820072008200720082007 General obligation1,325,000$ 330,000$ -$ -$ 1,325,000$ 330,000$ Certificates of obligations665,000 810,000 - - 665,000 810,000 Revenue bonds - 25,549,155 22,870,134 25,549,155 22,870,134 payable $ 1,140,0001,990,000$ 25,549,155$ 22,870,134$ 27,539,155$ 24,010,134$ 9 The City's General Obligation, Tax and Certificates of Obligation Bond ratings are listed below. Moody'sStandard Investors Serviceand Poor's General Obligation BondsA3A Additional information on the City’s long term-debt can be found in pages 38 – 41 this report. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES The FY 08/09 budget incorporates a $.01 reduction in the property tax rate to $.435 per $100 valuation. Certified taxable property value for 2008 is $890 million. This is an 8.8% increase over the last year’s values, or $72 million. The largest portion of the increase is due to the reevaluation of existing property. Continued growth provided an additional $18.5 million in taxable property value. Factors that were considered in preparing the City’s budget for the 2009 fiscal year were increases in personnel costs by about 2.5%, utilities and fuel costs. The City uses reserves from the General Fund to supplement capital projects during the year as needs arise and where favorable unit pricing is received on such projects. Additionally, the City’s Fiscal Management Practices call for the designation of any surplus of revenues over expenses at fiscal year- end as a means of providing resources for major capital projects. The FY 08/09 budget has $2.0 million for an aquatics complex. There are ample funds for transfers during 2009, should the City Council so desire, and still retain the minimum fund balance provisions established by the Fiscal Management Practices. REQUESTS FOR INFORMATION This financial report is designed to provide a general overview of the City's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to Walter Wood, Director of Finance, 298 West Washington, Stephenville, Texas 76401-4257 or call (254) 918-1211. 10 BASIC FINANCIAL STATEMENTS THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2008 GovernmentalBusiness-type ActivitiesActivitiesTotal ASSETS Cash and investments14,143,766$ 8,912,155$ 23,055,921$ Receivables (net of allowances for uncollectibles) Taxes1,021,319 - 1,021,319 Accounts425,291 971,384 1,396,675 Internal balances2,320,080)( 2,320,080 - Inventories8,653 - 8,653 Restricted investments- 911,444 911,444 Deferred charges- 264,401 264,401 Capital assets Land2,539,141 798,082 3,337,223 Buildings and improvements3,398,967 6,031,706 9,430,673 Machinery and equipment5,305,505 1,955,030 7,260,535 Infrastructure/water and wastewater distribution10,880,627 41,518,819 52,399,446 Construction in progress- 13,226,871 13,226,871 (9,620,854)( 29,497,277)( Less: accumulated depreciation 43,654,08512,503,386 56,157,471 Total capital assets 57,033,54925,782,335 82,815,884 Total assets LIABILITIES Accounts payable270,356 1,492,421 1,762,777 Accrued liabilities186,497 33,719 220,216 Accrued interest payable48,997 305,802 354,799 Customer deposits- 202,089 202,089 Noncurrent liabilities: Due within one year467,699 1,559,445 2,027,144 1,735,795 26,211,344 Due in more than one year 2,709,344 30,778,369 Total liabilities NET ASSETS Invested in capital assets, net of related debt10,513,386 21,231,388 31,744,774 Restricted for: Hotel/motel economic development316,827 - 316,827 Child and public safety33,923 - 33,923 Debt service46,615 554,647 601,262 7,178,48912,162,240 19,340,729 Unrestricted $ 28,964,52423,072,991$ 52,037,515$ Total net assets The notes to the financial statements are an integral part of this statement. 11 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2008 Net (Expense) Revenue and Program RevenuesChanges in Net Assets OperatingCapital Charges forGrants andGrants andGovernmentalBusiness-type Functions/ProgramsExpensesServicesContributionsContributionsActivitiesActivitiesTotal Governmental activities General government$ 219,3531,331,583$ 12$ -$ 1,112,218$( -)$ 1,112,218$() Public safety 906,1315,504,975 30,495 148 4,568,201( -) 4,568,201() Streets 24,0461,183,435 - - 1,159,389( -) 1,159,389() Culture and recreation 145,2252,166,545 27,462 - 1,993,858( -) 1,993,858() Community developmen395,182 272,729 - - 122,453( -) 122,453() -103,490 - - 103,490)( - 103,490)( Interest on long-term debt 10,685,210 1,567,484 57,969 148 9,059,609)( - 9,059,609)( Total governmental activities Business-type activities Water and wastewater 5,469,9324,526,893 - 393,625 - 1,336,664 1,336,664 Sanitary landfill 275,915290,349 - - - 14,434( 14,434)() Airport127,018 68,186 - 477,093 - 418,261 418,261 577,766245,371 - - - 332,395 332,395 Storm water drainage 6,391,7995,189,631 - 870,718 - 2,072,886 2,072,886 Total business-type activities $ 15,874,841 7,959,283$ 57,969$ 870,866$ 9,059,609)( 2,072,886 6,986,723)( Total General revenues: Taxes: Property - generalpurpose3,131,702 - 3,131,702 Property - debt service -527,921 527,921 Sales -4,745,309 4,745,309 Franchise -1,169,858 1,169,858 Other -434,498 434,498 Investment earnings 469,667454,269 923,936 Miscellaneous 17,186 - 17,186 ( 104,871104,871) - Transfers 10,375,872 574,538 10,950,410 Total general revenues and transfers Change in net assets 2,647,4241,316,263 3,963,687 21,756,728 26,317,100 48,073,828 Net assets, beginning $ 23,072,991 28,964,524$ 52,037,515$ Net assets, ending The notes to the financial statements are an integral part of this statement. 12 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 OtherTotal CapitalGovernmentalGovernmental GeneralProjectsFundsFunds ASSETS Cash and investments8,935,694$ 4,799,962$ 408,110$ 14,143,766$ Receivables (net of allowance for uncollectibles) Taxes937,875 - 83,444 1,021,319 Accounts424,074 - 1,217 425,291 -8,653 - 8,653 Inventories 4,799,96210,306,296 492,771 15,599,029 Total assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable168,687 50,201 46,409 265,297 Accrued liabilities186,497 - - 186,497 Due to other funds5,058 2,320,081 - 2,325,139 -381,848 6,359 388,207 Deferred revenue 2,370,282742,090 52,768 3,165,140 Total liabilities Fund balances: Reserved for: Inventories8,653 - - 8,653 Debt service- - 89,253 89,253 Unreserved, reported in: General fund9,555,553 - - 9,555,553 Special revenue funds- - 350,750 350,750 2,429,680- - 2,429,680 Capital projects fund 2,429,6809,564,206 440,003 Total fund balances 12,433,889 $ 4,799,96210,306,296$ 492,771$ Total liabilities and fund balances Capitalassetsusedingovernmentalactivitiesarenotfinancialresourcesand,therefore,arenotreportedinthe funds. 12,503,386 Otherlong-termassetsarenotavailabletopayforcurrent-periodexpendituresand,therefore,aredeferredinthe 388,207 funds. Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. (2,252,491) $ 23,072,991 Net assets of governmental activities The notes to the financial statements are an integral part of this statement. 13 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 OtherTotal CapitalGovernmentalGovernmental GeneralProjectsFundsFunds REVENUES Taxes: Property3,127,330$ -$ 527,270$ 3,654,600$ Sales4,745,309 - - 4,745,309 Franchise1,169,858 - - 1,169,858 Other50,361 - 384,137 434,498 Licenses and permits275,887 - - 275,887 Fines and forfeitures354,528 - 6,499 361,027 Intergovernmental83,871 - 3,859 87,730 Service charges831,448 - 8,236 839,684 Investment earnings391,627 48,967 13,675 454,269 -19,734 - 19,734 Miscellaneous 11,049,953 48,967 943,676 12,042,596 Total revenues EXPENDITURES Current: General government1,293,925 - - 1,293,925 Public safety5,440,753 - 18,515 5,459,268 Streets824,764 - - 824,764 Culture and recreation1,607,852 - 323,994 1,931,846 Community development394,833 - - 394,833 Debt service: Principal - - 475,000 475,000 Interest and fiscal charges- - 49,195 49,195 Bond issuance costs- 12,725 - 12,725 8651,901,303 - 1,902,168 Capital outlay 11,463,430 13,590 866,704 12,343,724 Total expenditures EXCESS(DEFICIENCY) OF REVENUES ( 35,377413,477) 76,972 301,128)( OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers in207,629 - - 207,629 Transfers out312,500)( - - 312,500)( Proceeds from sale of capital assets27,914 - - 27,914 1,325,000- - 1,325,000 Proceeds from general long-term debt ( 1,325,00076,957) - 1,248,043 Total other financing sources (uses) ( 1,360,377490,434) 76,972 946,915 NET CHANGE IN FUND BALANCES 10,054,640 1,069,303 363,031 11,486,974 FUND BALANCES, BEGINNING $ 2,429,6809,564,206$ 440,003$ 12,433,889$ FUND BALANCES, ENDING The notes to the financial statements are an integral part of this statement. 14 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2008 AmountsreportedforgovernmentalactivitiesintheStatementofActivities(page12)are different because: Net change in fund balances - total governmental funds (page 14)946,915$ Governmentalfundsreportcapitaloutlaysasexpenditures.However,inthestatementof activitiesthecostofthoseassetsisallocatedovertheirestimatedusefullivesandreportedas depreciation expense. 1,244,535 In the Statement of Activities, only the loss on disposals of capital assets is reported. However, inthegovernmentalfunds,theproceedsfromthesaleincreasefinancialresources.Thus,the change in net assets differs from the change in fund balance by the cost of capital assets sold.38,624)( Revenuesinthestatementofactivitiesthatdonotprovidecurrentfinancialresourcesarenot reported as revenues in the funds. 63,748 Theissuanceoflong-termdebtprovidescurrentfinancialresourcestogovernmentalfunds, whiletherepaymentoftheprincipaloflong-termdebtconsumesthecurrentfinancial resourcesofgovernmentalfunds.Neithertransaction,however,hasanyeffectonnetassets. Thisamountistheneteffectofthedifferencesinthetreatmentoflong-termdebtandrelated items.( 850,000) Someexpensesreportedinthestatementofactivitiesdonotrequiretheuseofcurrent financial resources and, therefore, are not reported as expenditures in governmental funds. (50,311) $ 1,316,263 Change in net assets of governmental activities (page 12) The notes to the financial statements are an integral part of this statement. 15 CITY OF STEPHENVILLE, TEXAS GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance with Final Budget Budgeted Amounts ActualPositive OriginalFinalAmounts(Negative) REVENUES Taxes8,495,241$ 8,495,241$ 9,092,858$ 597,617$ Licenses and permits131,850 131,850 275,887 144,037 Fines and forfeitures325,000 325,000 354,528 29,528 Intergovernmental77,972 77,972 83,871 5,899 Service charges755,914 755,914 831,448 75,534 Investment earnings400,000 400,000 391,627 8,373() 12,20012,200 19,734 7,534 Miscellaneous 10,198,17710,198,177 11,049,953 851,776 Total revenues EXPENDITURES Current: General government: City council46,729 46,729 46,142 587 City administrator121,891 121,891 120,752 1,139 City secretary 136,498136,498 126,689 9,809 Emergency management6,450 6,850 6,774 76 Municipal buildings219,508 219,508 197,436 22,072 Financial administration and accounting 330,160330,160 327,076 3,084 Purchasing 56,39856,398 45,084 11,314 Tax assessment and collection117,000 117,000 109,895 7,105 Legal counsel70,938 70,938 71,150 212() Municipal court96,000 136,000 139,837 3,837() 119,752119,752 103,090 16,662 Human resources 1,361,7241,321,324 1,293,925 67,799 Total general government Public safety: Fire and ambulance administration217,238226,338221,2735,065 Fire prevention and investigation153,645153,645154,068423() Fire suppression980,629980,629865,164115,465 Emergency medical services966,796998,446984,52113,925 Volunteer34,18334,18331,3082,875 Police administration125,090125,090128,9833,893() Police patrol1,662,5401,662,5401,621,70340,837 (continued) 16 CITY OF STEPHENVILLE, TEXAS GENERAL FUND STATEMENT OF REVENUE, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance with Final Budget Budgeted Amounts ActualPositive OriginalFinalAmounts(Negative) EXPENDITURES(Continued) Current: Public safety(continued): Police communications372,430$ 372,430$ 342,390$ 30,040$ Police records153,943 153,943 138,922 15,021 Criminal investigation572,544 606,044 595,962 10,082 Police reserve74,168 74,168 69,566 4,602 Animal control118,171 118,171 109,076 9,095 186,183186,183 177,817 8,366 Public safety facility 5,691,8105,617,560 5,440,753 251,057 Total public safety Streets: 877,450867,450 824,764 52,686 Street maintenance 877,450867,450 824,764 52,686 Total streets Culture and recreation: Recreation administration765,633 765,633 766,746 1,113() Park maintenance416,162 426,162 394,226 31,936 Cemeteries 124,410 124,410 121,468 2,942 Library 235,660235,660 225,403 10,257 122,208122,208 100,009 22,199 Senior citizens center 1,674,0731,664,073 1,607,852 66,221 Total culture and recreation Community development: Community developmentplanning 172,096172,096 165,157 6,939 Community development inspection218,491 218,491 180,435 38,056 102,266102,266 49,241 53,025 Code enforcement 492,853492,853 394,833 98,020 Total community development 10,097,9109,963,260 9,562,127 535,783 Total current Capital outlay: General government: 19,600139,600 21,004118,596 Municipal buildings 139,60019,600 118,596 21,004 Total general government (continued) 17 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS GENERAL FUND STATEMENT OF REVENUE, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance with Final Budget Budgeted Amounts ActualPositive OriginalFinalAmounts(Negative) EXPENDITURES(Continued) Current: (Continued) Public safety: Fire suppression27,500$ 27,500$ 25,112$ 2,388$ Police patrol80,000 80,000 89,208 9,208)( 48,87048,870 48,732 138 Public safety facility 156,370156,370 163,052 6,682)( Total public safety Streets: 1,283,750833,750 1,275,817 7,933 Street maintenance 1,283,750833,750 1,275,817 7,933 Total highways and streets Culture and recreation: Park maintenance1,378,500 1,278,500 289,084 989,416 65,00055,000 54,754 10,246 Cemeteries 1,343,5001,433,500 343,838 999,662 Total culture and recreation 2,923,2202,443,220 1,901,303 1,021,917 Total capital outlay 13,021,13012,406,480 11,463,430 1,557,700 Total expenditures EXCESS (DEFICIENCY) OF REVENUES ( 2,822,953)2,208,303)( 413,477)( 2,409,476 OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Transfers in206,000 206,000 207,629 1,629 Transfers out245,991)( 315,991)( 312,500)( 3,491 7,0007,000 27,914 20,914 Proceeds from sale of capital assets ( 102,991)32,991)( 76,957)( 26,034 Total other financing sources (uses) ( 2,925,9442,241,294)( 490,434)( 2,435,510) NET CHANGE IN FUND BALANCE 10,054,64010,054,640 10,054,640 - FUND BALANCE, BEGINNING $ 7,128,6967,813,346$ 9,564,206$ 2,435,510$ FUND BALANCE, ENDING The notes to the financial statements are an integral part of this statement. 18 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2008 Business-type Activities - Enterprise Funds Water andStorm WaterOther WastewaterDrainageFundsTotal ASSETS Current assets: Cash and investments2,946,451$ 5,438,436$ 527,268$ 8,912,155$ Accounts receivable - net of allowances for uncollectibles896,396 64,130 10,858 971,384 Due from other funds2,382,002 - - 2,382,002 158,574752,870 - 911,444 Restricted investments 5,661,1406,977,719 538,126 13,176,985 Total current assets Noncurrent assets: Deferred charges176,642 87,759 - 264,401 Capital assets: Land163,721 - 634,361 798,082 Buildings and improvements2,330,179 - 3,701,527 6,031,706 Equipment1,242,536 - 712,494 1,955,030 Water and wastewater distribution41,518,819- - 41,518,819 Construction in progress6,395,137 6,451,545 380,189 13,226,871 ( -18,734,026) 1,142,397)( 19,876,423)( Less: accumulated depreciation 6,451,54532,916,366 4,286,174 43,654,085 Total capital assets 6,539,30433,093,008 4,286,174 43,918,486 Total noncurrent assets 12,200,44440,070,727 4,824,300 57,095,471 Total assets LIABILITIES Current liabilities: Accounts payable791,720695,716 4,985 1,492,421 Accrued liabilities31,233- 2,486 33,719 Due to other funds- - 61,922 61,922 Customer deposits202,089- - 202,089 Accrued interest198,22396,152 11,427 305,802 Capital lease- - 46,181 46,181 Bonds payable1,340,000 150,000 17,000 1,507,000 -5,876 388 6,264 Compensated absences payable 941,8682,569,141 144,389 3,655,398 Total current liabilities Long-term liabilities: Capital lease- - 131,156 131,156 Bonds payable15,725,0008,135,000 182,155 24,042,155 Compensated absences payable23,500- 1,554 25,054 -- 277,184 277,184 Liability for landfill closure 8,135,00015,748,500 592,049 24,475,549 Total long-term liabilities 9,076,86818,317,641 736,438 28,130,947 Total liabilities NET ASSETS Invested in capital assets, net of related debt15,851,3661,470,340 3,909,682 21,231,388 Restricted for debt service554,647 - - 554,647 1,653,2365,347,073 178,180 7,178,489 Unrestricted $ 3,123,57621,753,086$ 4,087,862$ 28,964,524$ Total net assets The notes to the financial statements are an integral part of this statement. 19 THIS PAGE LEFT BLANK INTENTIONALLY CITY OF STEPHENVILLE, TEXAS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Business-type Activities - Enterprise Funds Water andStorm WaterOther WastewaterDrainageFundsTotal OPERATING REVENUES Water sales3,199,634$ -$ -$ 3,199,634$ Wastewater charges1,959,175 - - 1,959,175 Tap and collection fees171,009 - - 171,009 Delinquent charges32,074 - - 32,074 Gate charges- - 275,915 275,915 Hanger rental- - 64,264 64,264 Storm water drainage fees- 577,766 - 577,766 -108,040 3,922 111,962 Other service charges 577,7665,469,932 344,101 6,391,799 Total operating revenues OPERATING EXPENSES Personnel services886,604 - 77,976 964,580 Contractual services805,835 - - 805,835 Utilities606,293 - 18,401 624,694 Repairs and maintenance303,855 1,001 33,957 338,813 Other supplies and expenses248,975 200 79,697 328,872 -1,025,093 175,989 1,201,082 Depreciation 1,2013,876,655 386,020 4,263,876 Total operating expenses 576,5651,593,277 41,919)( 2,127,923 OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Investment earnings304,029 150,511 15,127 469,667 ( 244,170)650,238)( 31,347)( 925,755)( Interest and fiscal charges on debt ( 93,659)346,209)( 16,220)( 456,088)( Total nonoperating revenues (expenses) 482,9061,247,068 58,139)( 1,671,835 INCOME BEFORE CONTRIBUTIONS AND TRANSFERS -393,625 477,093 870,718 CAPITAL CONTRIBUTIONS -- 312,500 312,500 TRANSFERS IN ( -207,629) - 207,629)( TRANSFERS OUT 482,9061,433,064 731,454 2,647,424 CHANGE IN NET ASSETS 20,320,022 2,640,670 3,356,408 26,317,100 TOTAL NET ASSETS, BEGINNING $ 21,753,086 3,123,576$ 4,087,862$ 28,964,524$ TOTAL NET ASSETS, ENDING The notes to the financial statements are an integral part of this statement. 20 CITY OF STEPHENVILLE, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Business-type Activities - Enterprise Funds Water andStorm WaterOther WastewaterDrainageFundsTotal CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers5,456,599$ 572,550$ 347,575$ 6,376,724$ Cash payments to employees for services902,927)( - 80,949)( 983,876)( ( 290,7091,828,230) 137,798)( 1,675,319)( Cash payments to suppliers for goods and services 863,2592,725,442 128,828 3,717,529 Cash provided by operating activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Interfund receivables repaid by other funds2,174,358 - 17,717 2,192,075 Interfund payables repaid to other funds- - 17,717)( 17,717)( Cash borrowed from other funds- - 61,922 61,922 Transfers from other funds- - 312,500 312,500 ( -207,629) - 207,629)( Transfers to other funds -1,966,729 374,422 2,341,151 Cash provided by noncapital financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from issuance of long-term debt- 4,130,000 - 4,130,000 Proceeds from sale of capital assets- - 631 631 Principal repayments on capital lease- - 42,583)( 42,583)( Principal repayments on bonds1,290,000)( 145,000)( 15,979)( 1,450,979)( Interest and fiscal charges on debt682,954)( 205,992)( 31,289)( 920,235)( ( 4,032,282)2,962,688)( 344,516)( 7,339,486)( Acquisition and construction of capital assets Cash used by capital and ( 253,274)4,935,642)( 433,736)( 5,622,652)( related financing activities CASH FLOWS FROM INVESTING ACTIVITIES 150,511304,029 15,127 469,667 Interest on investments 150,511304,029 15,127 469,667 Cash provided by investing activities NET INCREASE IN CASH AND 760,49660,558 84,641 905,695 CASH EQUIVALENTS 4,836,5143,615,263 441,073 8,892,850 CASH AND CASH EQUIVALENTS, BEGINNING $ 5,597,0103,675,821$ 525,714$ 9,798,545$ CASH AND CASH EQUIVALENTS, ENDING (Including $752,870 for the Water and Wastewater fund and $158,574 for the Storm Water Drainage fund in restricted investments) (continued) 21 CITY OF STEPHENVILLE, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Business-type Activities - Enterprise Funds Water andStorm WaterOther WastewaterDrainageFundsTotal RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating income 1,593,277$ 576,565$ 41,919)$( 2,127,923$ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation1,025,093 - 175,989 1,201,082 Change in assets and liabilities: Decrease (increase) in accounts receivable2,053 5,216)( 3,474 311 Increase (decrease) in accounts payable136,728 291,910 5,743)( 422,895 Increase (decrease) in accrued liabilities3,512 - 1,531)( 1,981 Increase (decrease) in customer deposits15,386)( - - 15,386)( ( -19,835) 1,442)( 21,277)( Increase (decrease) in compensated absences 286,6941,132,165 170,747 1,589,606 Total adjustments $ 863,2592,725,442$ 128,828$ 3,717,529$ Net cash provided by operating activities NONCASH INVESTING, CAPITAL, AND FINANCING ACTIVITIES $ -393,625$ 477,093$ 870,718$ Contributions of capital assets The notes to the financial statements are an integral part of this statement. 22 CITY OF STEPHENVILLE, TEXAS STATEMENT OF FIDUCIARY NET ASSETS AGENCY FUND SEPTEMBER 30, 2008 Agency Fund ASSETS $ 5,059 Due from other funds $ 5,059 Total assets LIABILITIES $ 5,059 Due to others $ 5,059 Total liabilities The notes to the financial statements are an integral part of this statement. 23 CITY OF STEPHENVILLE, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2008 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Stephenville, Texas, was incorporated August 6, 1989, and operates as a home rule City. The City operates under a mayor-council form of government and provides the following services as authorized by its charter, general government, public safety (police, fire and EMS), streets, community development (planning and zoning, licensing, permitting and inspection), water and wastewater system, culture and recreation, airport and sanitary landfill. A. Reporting Entity The accompanying financial statements comply with the provisions of the GASB Statements No. 14 and 39, “The Financial Reporting Entity,” in that the financial statements include all organizations, activities, functions and component units for which the City (the “primary government”) is financially accountable. Financial accountability is defined as the appointment of a voting majority of a legally separate organization’s governing body and either (1) the City’s ability to impose its will over the organization, or (2) the potential that the organization will provide a financial benefit to or impose a financial burden on the City. There are no component units which satisfy requirements for blending within the City’s financial statements or for discrete presentation. B. Government-wide Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the nonfiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. (continued) 24 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) B. Government-wide Fund Financial Statements (Continued) Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. Governmental Funds are those through which most governmental functions of the City are financed. The acquisition, use, and balances of the City’s expendable financial resources and the related liabilities (except those accounted for in the proprietary fund type) are accounted for through governmental funds. The measurement focus is upon determination of changes in financial position, rather than upon net income determination. (continued) 25 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) The City reports the following major governmental funds: TheGeneral Fund – is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. TheCapital Projects Fund is used to account for financial resources to be used for the acquisition or construction of general major capital facilities. Financing is provided primarily by the sale of general obligation bonds and developer contributions. The City reports the following major proprietary funds: TheWater and Wastewater Fund– is used to account for the activities necessary for the provisions of water and wastewater services. TheStorm Water Drainage Fund– is used to account for the activities necessary for the provisions of storm water drainage services. Additionally, the City reports the following fund type: Fiduciary Funds – Agency Fundsare used to account for assets held by the City in a trustee capacity or as an agent on behalf of others. Agency funds are custodial in nature and do not present results of operations or have a measurement focus. The City has one agency fund: the Senior Citizens Fund. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are charges between the City’s water and wastewater function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Amounts reported as program revenues include: 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenue. Likewise, general revenue includes all taxes. (continued) 26 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the City’s Enterprise Funds are charges to customers for sales and services. Operating expenses for Enterprise Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets, Liabilities and Net Assets or Equity Cash and Cash Equivalents For purpose of presenting the proprietary fund cash flow statement, cash and cash equivalents include cash demand and time deposits and investments with a maturity date within three months of the date acquired by the City. Investments State statutes authorize the City to invest in (1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal of and interest on which are unconditionally guaranteed or insured by the State of Texas or the United States; (4) obligations of states, agencies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than “A” or its equivalent; (5) certificates of deposit by state and national banks domiciled in this state that are (a) guaranteed or insured by the Federal Deposit Insurance Corporation, or its successor; or, (b) secured by obligations that are described by (1) – (4); or, (6) fully collateralized direct repurchase agreements having a defined termination date, secured by obligations described by (1) pledged with third-party selected or approved by the City, and placed through a primary government securities dealer. Investments maturing within one year of date of purchase are stated at cost or amortized cost. All other investments are stated at fair value, which is based on quoted market prices. Short-term Interfund Receivables/Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as “due from other funds” or “due to other funds” on the balance sheet. Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” (continued) 27 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Inventories All inventories are valued at cost (first-in, first-out method). Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Restricted Assets Certain bond proceeds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Capital Assets Capital assets, which include property, plant, equipment and infrastructure assets (e.g. roads, bridges, sidewalks and similar items) are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Property, plant and equipment is depreciated using the straight-line method over the following estimated useful lives: AssetsYears Airport improvements40 Buildings20 to 40 Waterworks and sanitation systems33 1/3 Infrastructure20 Machinery and equipment7 to 10 Compensated Absences The City permits employees to accumulate earned but unused vacation pay benefits. Certain employees previously covered by civil service policies also have carried forward unused sick leave benefits. No liability is reported for unpaid accumulated sick leave for the remaining employees. Vacation pay is accrued when incurred in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. A liability for these amounts is reported in governmental funds only if they have matured (for example, as a result of employee resignations and retirements). (continued) 28 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity (Continued) Long-term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method, which approximates the effect interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as issuance costs during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts are reported as other financing uses. Issuance costs, even if withheld from the actual net proceeds received, are reported as expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 29 II. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance – total governmental funds and net assets – governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains, “Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds.” The details of this $(2,252,491) difference are as follows: General obligations1,990,000)$( Accrued interest payable48,997)( (213,494) Compensated absences Net adjustment to reduce fund balance - total governmental funds to arrive at net assets - $(2,252,491) governmental activities Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances – total governmental fund and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains, “Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.” The details of this $1,244,535 difference are as follows: Capital outlay2,117,419$ (872,884) Depreciation expense Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at $ 1,244,535 changes in net assets of governmental activities (continued) 30 II. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS (Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities (Continued) Another element of that reconciliation states, “Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds.” The details of this $63,748 difference are as follows: Property taxes5,023$ 58,725 Ambulance charges for services Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net $ 63,748 assets of governmental activities Another element of that reconciliation states that, “Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.” The details of this $(50,311) difference are as follows: Accrued interest41,570)$( (8,741) Compensated absences Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net $(50,311) assets of governmental activities 31 III. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. Budgets Budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the General Fund, Special Revenue Funds, and the Debt Service Fund. All annual appropriations lapse at the end of each fiscal year. Budgets are adopted for the proprietary funds annually only as a management tool. There are no legally mandated budgetary constraints for the proprietary funds. In May of each year, budget preparation packages are distributed to all City agencies. The agencies of the City submit requests for appropriation to the City Administrator before June 15 so that a budget may be prepared. The budget is prepared by department and includes information on the past year, current year estimates and requested appropriations for the next fiscal year. During August, the proposed budget is presented to the City Council for review. The City Council holds one public hearing before August 31 and may add to, subtract from, or change appropriations. Any changes in the budget must be within the revenue and reserves estimated as available by the City Administrator, or the revenue estimates must be changed by an affirmative vote of a majority of the City Council. The appropriated budget is prepared by fund, function and department. The City’s management may make transfers of appropriations within a department. Transfers of appropriations between departments require the approval of the City Council. The legal level of budgetary control is the department level. The City Council made several supplementary budget appropriations during the year. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting under which purchase orders, contracts and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation, is utilized in the governmental funds. Encumbrances lapse at year- end and do not constitute expenditures or liabilities because the commitments must be reappropriated and honored during the subsequent year. (continued) 32 III. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY (Continued) B. Expenditures over Appropriations Expenditures exceeded appropriations in the General Fund in various departments. The following overruns were funded by unexpected revenues. General government: Legal counsel212$ Municipal court3,837 Public safety: Fire prevention and investigation423 Police administration3,893 Culture and recreation: Recreation and administration1,113 Capital outlay: Public safety: Police patrol9,208 IV. DETAILED NOTES ON ALL FUNDS A. Deposits and Investments Substantially all deposits and investments are maintained in consolidated cash and investment accounts. Interest income relating to consolidated deposits and investments is allocated to the individual funds monthly based on each fund’s prorate share of total consolidated cash, deposits and investments. Legal provisions generally permit the City to invest in certificates of deposit, repurchase agreements, public funds investment pools, direct obligations of the United States of America or its subdivisions and state and local government securities. During the year ended September 30, 2008, the City did not own any types of securities other than those permitted by statute. As of September 30, 2008, the City had the following investments: Weighted Average Investment TypeFair ValueMaturity (Days) Tex Pool15,551,023$ 45 TexStar4,210,512 49 3,003,405 U. S. Government Securities116 $ 22,764,940 Total fair value Portfolio weighted average maturity (days)55 (continued) 33 IV. DETAILED NOTES ON ALL FUNDS (Continued) A. Deposits and Investments (Continued) The City’s investment pools are 2a7-like pools. A 2a7-like pool is one which is not registered with the Securities and Exchange Commission (“SEC”) as an investment company, but nevertheless has a policy that it will, and does, operate in a manner consistent with the SEC’s Rule 2a7 of the Investment Company Act of 1940. Interest Rate Risk. In accordance with its investment policy, the City manages its exposure to declines in fair market values by limiting the weighted average maturity of its investment portfolios to a maximum of 180 days. Custodial Credit Risk. In the case of deposits, this is the risk that in the event of a bank failure, the City’s deposits may not be returned to it. State statues require that all deposits in financial institutions be fully collateralized by U. S. Government obligations or its agencies and instrumentalities or direct obligations of Texas or its agencies and instrumentalities that have a fair value of not less than the principal amount of deposits. As of September 30, 2008, the City’s entire deposit balance was collateralized with securities held by the pledging financial institution or covered by FDIC insurance. Credit Risk. It is the City’s policy to limit its investments to investment types with an investment quality rating not less than A or its equivalent by a nationally recognized statistical rating organization. B. Receivables Receivables as of year-end for the government’s individual major funds and nonmajor funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: Governmental FundsEnterprise Funds NonmajorWater andStorm WaterNonmajor GeneralFundsWastewaterDrainageFundsTotal Receivables: Accounts: Customers-$ -$ 1,258,400$ 72,107$ 5,115$ 1,335,622$ Ambulance637,371 - - - - 637,371 Municipal court fines236,776 - - - - 236,776 Other39,236 1,217 7,170 - 5,743 53,366 Taxes: Property108,892 20,078 - - - 128,970 Sales 890,808 - - - - 890,808 75,513- - - - 75,513 Occupancy Gross receivables1,913,083 96,808 1,265,570 72,107 10,858 3,358,426 Less: allowance for ( 12,147)551,134)( 369,174)( 7,977)( - 940,432)( uncollectibles $ 84,6611,361,949$ 896,396$ 64,130$ 10,858$ 2,417,994$ Net total receivables (continued) 34 IV. DETAILED NOTES ON ALL FUNDS (Continued) B. Receivables (Continued) Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: UnavailableUnearned Delinquent property taxes receivable (general fund)39,220$ -$ Delinquent property taxes receivable (debt service)6,359 - Ambulance charges for services (general fund)105,852 - -236,776 Municipal court fines $ -388,207$ Total governmental funds C. Property Tax Calendar Property taxes assessed on property valuations as of January 1 each year are levied on the subsequent October 1. Property taxes attach as an enforceable lien on property at the time levied. Property taxes are considered due when levied and become delinquent on the following February 1. On this date, penalties and interest may be assessed by the City. D. Capital Assets Capital asset activity for the year ended September 30, 2008, was as follows: BeginningEnding BalanceIncreasesDecreasesBalance Governmental activities: Capital assets, not being depreciated: 375,827$ -$ 2,539,141$ $ 2,163,314 Land 2,163,314 375,827 - 2,539,141 Total assets not being depreciated Capital assets, being depreciated: Buildings and improvements3,191,028 207,939 - 3,398,967 Machinery and equipment5,091,173 559,829 345,497 5,305,505 9,906,803 973,824 - 10,880,627 Infrastructure 18,189,004 1,741,592 345,497 19,585,099 Total capital assets being depreciated Accumulated depreciation: Buildings and improvements881,319 69,687 - 951,006 Machinery and equipment3,521,628 335,740 306,873 3,550,495 4,651,896 467,457 - 5,119,353 Infrastructure 9,054,843 872,884 306,873 9,620,854 Total accumulated depreciation 9,134,161 868,708 38,624 9,964,245 Total capital assets being depreciated, net $ 11,297,475 1,244,535$ 38,624$ 12,503,386$ Governmental activities capital assets, net (continued) 35 IV. DETAILED NOTES ON ALL FUNDS (Continued) D. Capital Assets (Continued) BalanceIncreasesDecreasesBalance Business-type activities: Capital assets, not being depreciated: Land798,082$ -$ -$ 798,082$ 7,284,1008,414,542 2,471,771 13,226,871 Construction in progress 7,284,1009,212,624 2,471,771 14,024,953 Total assets not being depreciated Capital assets, being depreciated: Buildings and improvements5,594,038 449,668 12,000 6,031,706 Machinery and equipment1,872,222 82,808 - 1,955,030 2,865,39838,653,421 - 41,518,819 Water and wastewater system 3,397,87446,119,681 12,000 49,505,555 Total capital assets being depreciated Accumulated depreciation: Buildings and improvements1,075,078 131,042 11,370 1,194,750 Machinery and equipment1,237,625 106,118 - 1,343,743 963,92216,374,008 - 17,337,930 Water and wastewater system 1,201,08218,686,711 11,370 19,876,423 Total accumulated depreciation 2,196,79227,432,970 630 29,629,132 Total capital assets being depreciated, net $ 9,480,89236,645,594$ 2,472,401$ 43,654,085$ Business-type activities capital assets, net Depreciation expense was charged to functions/programs of the government as follows: Governmental activities: General government95,254$ Public safety186,693 Culture and recreation232,994 357,943 Streets $ 872,884 Total depreciation expense - governmental activities Business-type activities: Water and wastewater1,025,093$ Landfill110,402 65,587 Airport $ 1,201,082 Total depreciation expense - business-type activities (continued) 36 IV. DETAILED NOTES ON ALL FUNDS (Continued) E. Interfund Receivables, Payables and Transfers The composition of interfund balances as of September 30, 2008, is as follows: Receivable FundPayable FundAmount Agency General 5,058$ Water and WastewaterCapital projects2,320,081 61,922 Water and WastewaterNonmajor enterprise $ 2,387,061 Total Balances resulted from the time lag between the dates that 1) interfund goods and services are provided on reimbursable expenditures occur, and 2) transactions are recorded in the accounting system, and 3) payments between funds are made. Interfund transfers during the year ended September 30, 2008, are as follows: Transfers InTransfers OutAmount Nonmajor enterpriseGeneral312,500$ 207,629 GeneralWater and wastewater $ 520,129 Total interfund transfers Transfers in the amount of $312,500 were used to move unrestricted revenues collected in the General Fund to finance the match for a grant received in the Airport Fund. A transfer in the amount of $207,629 was paid from the Water and Wastewater Fund to the General Fund for payments in lieu of taxes. (continued) 37 IV. DETAILED NOTES ON ALL FUNDS (Continued) F. Long-term Debt Changes in Long-term Liabilities Long-term liability activity from the year ended September 30, 2008, was as follows: BalanceBalanceDue Within 09/30/07AdditionsReductions09/30/08One Year Governmental activities: General obligation bonds1,140,000$ 1,325,000$ 475,000$ 1,990,000$ 425,000$ 16,165204,753 7,424 213,494 42,699 Compensated absences payable $ 1,341,1651,344,753$ 482,424$ 2,203,494$ 467,699$ Total governmental activities : Business-type activities Revenue bonds/certificates of obligation22,870,134$ 4,130,000$ 1,450,979$ 25,549,155$ 1,507,000$ Capital lease219,919 - 42,582 177,337 46,181 Estimated landfill closure and postclosure costs240,654 36,530 - 277,184 - 4,23927,541 462 31,318 6,264 Compensated absences payable $ 4,170,76923,358,248$ 1,494,023$ 26,034,994$ 1,559,445$ Total business-type activities The General Fund is generally used to liquidate compensated absences for governmental activities. General Obligation Bonds The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities of governmental activities and to refund previous issues. General obligation bonded debt of the City is as follows: Governmental activities: $2,000,000CombinationTaxandRevenueCertificatesof Obligation-Series1996,principaldueannuallyinseriesthrough 2016,interestduesemi-annuallyat4.8%to6.8%,certificates callable February 15, 2006. $ 665,000 $1,325,000CombinationTaxandRevenueCertificatesof Obligation-Series2008,principaldueannuallyinseriesthrough 2033, interest due semi-annually at 4.06%. 1,325,000 $ 1,990,000 (continued) 38 IV. DETAILED NOTES ON ALL FUNDS (Continued) F. Long-term Debt (Continued) Revenue Bonds The City also issues revenue bonds to finance business-type activities, where it pledges net income from service revenue to repay debt. Revenue bonds outstanding as of September 30, 2008, are as follows: Business-type activities: $5,500,000UtilitySystemRevenueBonds-Series2001,principal dueannuallyinseriesthrough2016,interestduesemi-annuallyat 4.59%. $ 4,905,000 $1,150,000CombinationTaxandRevenueCertificatesof Obligation-Series2002,principaldueannuallyinseriesthrough 2012, interest due semi-annually at 4.45%. 520,000 $1,600,000CombinationTaxRevenueCertificatesofObligation, Series2003B,principaldueannuallyinseriesthrough2018, interest due semi-annually at 3.5%.1,170,000 $4,975,000CombinationTaxRevenueRefundingBonds-Series 2003,principaldueannuallyinseriesthrough2013,interestdue semi-annually at 2.75%.2,020,000 $275,000CombinationTaxandRevenueCertificatesofObligation, Series2003A,principaldueannuallyinSeriesthrough2021, interest due semi-annually at 4.125%.199,155 $7,160,000CombinationTaxRevenueBonds-Series2004, principaldueannuallyinseriesthrough2019,interestduesemi- annually at 4.45%.6,770,000 $2,000,000CertificateofObligationBonds-Series2006,principal dueannuallyinseriesthrough2018,interestduesemi-annuallyat 3.77%.1,680,000 $4,300,000CombinationTaxRevenueCertificatesofObligation, Series2006A,principaldueannuallyinseriesthrough2027, interest due semi-annually at 3.92%.4,155,000 $4,130,000CombinationTaxRevenueCertificatesofObligation, Series2008,principaldueannuallyinseriesthrough2033,interest due semi-annually at 4.06%. 4,130,000 $ 25,549,155 Total Revenue Bonds (continued) 39 IV. DETAILED NOTES ON ALL FUNDS (Continued) F. Long-term Debt (Continued) Debt Service Requirements Annual debt service requirements to maturity for general obligation bonds are as follows: Fiscal Year Ending September 30,PrincipalInterestTotal 2009425,000$ 98,690$ 523,690$ 2010460,000 60,824 520,824 2011230,000 44,320 274,320 2012195,000 34,149 229,149 2013320,000 35,505 355,505 360,000 14,819 374,819 2014 - 2015 $ 288,3071,990,000$ 2,278,307$ Total Annual debt service requirements to maturity for revenue bonds are as follows: Fiscal Year Ending September 30,PrincipalInterestTotal 20091,507,000$ 1,027,769$ 2,534,769$ 20101,612,000 922,210 2,534,210 20111,668,000 862,123 2,530,123 20121,734,000 799,656 2,533,656 20131,805,000 734,638 2,539,638 2014 - 20189,618,155 2,587,663 12,205,818 2019 - 20233,270,000 1,092,239 4,362,239 2024 - 20281,950,000 684,866 2,634,866 249,5892,385,000 2,634,589 2029 - 2032 $ 8,960,75325,549,155$ 34,509,908$ Total Capital Lease The City has entered into a lease agreement as lessee for financing the acquisition of equipment for landfill maintenance. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. The assets acquired through capital leases are as follows: Landfill Asset: Machinery and equipment219,919$ (42,582) Less: accumulated depreciation $ 177,337 Total (continued) 40 IV. DETAILED NOTES ON ALL FUNDS (Continued) F. Long-term Debt (Continued) Capital Lease (Continued) The future minimum lease obligations and the net present value of these minimum lease payments as of September 30, 2008, were as follows: Fiscal Year Ending September 30,Principal 200961,165$ 201061,165 87,924 2011 Total minimum lease payments210,254 (32,917) Less: amount representing interest $ 177,337 Present value of minimum lease payments G. Contingent Arbitrage Liabilities The City has invested a portion of revenue bond proceeds as a reserve for the retirement of the bonds. Any excess of interest revenue earned on invested proceeds over interest paid on the bonds must be rebated to the federal government every five years. V. OTHER INFORMATION A. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; employee health benefits; and other claims of various nature. The City participates in the Texas Municipal League Intergovernmental Risk Pool. As an insured, the City is not obligated to reimburse the pool for losses. The City has not had any significant reductions in insurance coverage, nor have insurance settlements for the last three fiscal years exceeded insurance coverage. Any losses reported, but unsettled or incurred and not reported, are believed to be insignificant to the City’s financial statements. B. Commitments and Contingencies The City is defendant in lawsuits occurring in the normal course of business. Although the outcome of these matters is not presently determinable, in the opinion of the City’s attorney, their resolution will not have a material adverse effect on the financial condition of the City. (continued) 41 V. OTHER INFORMATION (Continued) B. Commitments and Contingencies (Continued) Amounts received or receivable from grantor agencies are subject to audit and adjustment by such agencies. Any disallowed claims, including amounts already collected may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor cannot be determined at this time although the City expects such amounts, if any, to be immaterial. C. Municipal Solid Waste Landfill Closure and Post Closure Costs The City has constructed a Type IV sanitary landfill, which began operations on December 1, 1995. This facility is permitted to accept only brush and/or construction demolition wastes and rubbish free of household wastes. State and federal laws and regulations require the City to place a final cover on the landfill site when it stops accepting waste and to perform certain maintenance and monitoring functions at the site for a period of five years after closure. Although closure and post closure care costs will be paid only near or after the date that the landfill stops accepting waste, the City will report a portion of these closure and post closure costs as an operating expense in each period based on landfill capacity used to date. Estimated closure and 5-year post closure costs are approximately $277,184. The landfill site has an estimated net capacity of 213,899 cubic yards and is expected to be closed within the next 10 years; approximately 79% of the landfill was used at year-end. Actual costs may be higher due to inflation, changes in technology, or changes in regulations. The City has received written authorization from the state that no annual contributions are required, thus the intent of the City is to fund the required expenses as incurred. D. Retirement Plan Plan Description The City provides pension benefits for all of its fulltime employees through a nontraditional, joint contributory, hybrid defined benefit plan in the statewide Texas Municipal Retirement System (TMRS), one of 827 administered by TMRS, an agent multiple-employer public employee retirement system. All assumptions for the December 31, 2007, valuations are contained in the 2007 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P. O. Box 149153, Austin, Texas 78714-9153. (continued) 42 V. OTHER INFORMATION (Continued) D. Retirement Plan (Continued) Plan Description (Continued) Benefits depend upon the sum of the employee’s contributions to the plan, with interest, and the City-financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%) of the employee’s accumulated contributions. In addition, the City can grant as often as annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee’s accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest if the current employee contribution rate and City matching percent had always been in existence and if the employee’s salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee’s accumulated contributions with interest and the employer-financed monetary credits with interest were used to purchase an annuity. Members can retire at ages 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for the employees is 6%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee’s retirement date, not at the time the employee’s contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfounded (overfunded) actuarial liability (asset) over the remainder of the plan’s 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. (i.e. December 31, 2006, valuation is effective for rates beginning January 2008). (continued) 43 V. OTHER INFORMATION (Continued) D. Retirement Plan (Continued) Contributions (Continued) Assumptions and Schedule of Actuarial Liabilities and Funding Progress Actuarial Cost MethodProjected Unit Credit Amortization MethodLevel Percent of Payroll Remaining Amortization25 Years - Closed Period Asset Valuation MethodAmortized Cost Investment Rate of Return7% Projected Salary IncreasesVaries by age and service Includes Inflation at3.0% Cost of Living Adjustments2.1% (3.0% CPI) Payroll growth assumption3.0% Actuarial Valuation Date12/31/0712/31/0612/31/05 Actuarial Value of Assets13,396,160$ 12,884,565$ 11,702,174$ Actuarial Accrued Liabilities19,744,843 16,154,691 14,690,509 Percentage Funded67.8% 79.8% 79.7% Unfunded (Overfunded) Actuarial Accrued Liability (UAAL)6,348,683 3,270,126 2,988,335 Annual Covered Payroll5,147,282 5,005,388 4,510,148 UAAL as a Percentage of Covered Payroll123.3% 65.3% 66.3% Net Pension Obligation (NPO) at the Beginning of Period- - - Annual Pension Cost: Annual Required Contribution (ARC)696,664 590,098 512,482 Interest on NPO- - - - - - Adjustment to the ARC 590,098696,664 512,482 Contributions Made (100%)696,664 590,098 512,482 -- - Increase in NPO $ --$ -$ NPO at the End of Period At its December 8, 2007 meeting, the TMRS Board of Trustees adopted actuarial assumptions to be used in the actuarial valuation for the year ended December 31, 2007. A summary of actuarial assumptions and definitions can be found in the December 31, 2007 TMRS Comprehensive Annual Financial Report (CAFR). (continued) 44 V. OTHER INFORMATION (Continued) D. Retirement Plan (Continued) Contributions (Continued) Since its inception, TMRS has used the Unit Credit actuarial funding method. This method accounts for liability accrued as of the valuation date, but does not project the potential future liability of provisions adopted by a city. Two-thirds of the cities participating in TMRS have adopted the Updated Service Credit and Annuity increases provisions on an annually repeating basis. For the December 31, 2007 valuation, the TMRS Board determined that the Projected Unit Credit (PUC) funding method should be used, which facilitates advance funding for future updated service credits and annuity increases that are adopted on an annually repeating basis. In addition, the Board also adopted a change in the amortization period from a 25-year “open” to a 25-year “closed” period. TMRS Board of Trustee rules provide that, whenever a change in actuarial assumptions or methods results in a contribution rate increase in an amount greater than 0.5%, the amortization period will be increased to 30 years, unless a city requests that the period remain at 25 years. For cities with repeating features, these changes would likely result initially in higher required contributions and lower funded ratios; however, the funded ratio should show steady improvement over time. To assist in this transition to higher rates, the Board also approved an eight-year phase-in period, which will allow cities the opportunity to increase their contributions gradually (approx. 12.5% each year) to their full rate (or their required contribution rate). If the changes in actuarial funding method and assumptions had not been adopted for the 2007 valuation, the City’s unfunded actuarial accrued liability would have been $17,059,352 and the funded ratio would have been 78.5%. In addition, TMRS is currently working on its legislative package for 2009. There is a possibility that the investment rate of return (IRR) assumption of 7% would need to be lowered if desired legislation for the 2009 session is unsuccessful. Maintaining a 7% IRR assumption is contingent in part on the continued diversification of the TMRS portfolio, from an almost exclusive bond portfolio to a portfolio that includes equities as well. If state legislation needed to facilitate the continued diversification is not enacted, TMRS may have to revisit the continued diversification of the portfolio and consider reducing the assumed IRR. A reduction in the IRR would result in increased actuarial accrued liabilities, thus causing further increases in City contribution rates, following the December 31, 2009 actuarial valuation. 45 COMBINING FUND STATEMENTS AND SCHEDULES THIS PAGE LEFT BLANK INTENTIONALLY NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds are used to account for specific revenue that is legally restricted to expenditures for particular purposes. Hotel/Motel Occupancy Tax – This fund is used to account for hotel/motel occupancy tax revenue to be used for enhancing and promoting tourism and convention activity for the benefit of the hotel industry. Child Safety – This fund is used to account for court costs used to operate a City school crossing guard program, or programs designated to enhance child safety, health, or nutrition; including child abuse prevention and intervention and drug and alcohol abuse prevention. Public Safety – This fund is used to account for court costs used to promote various public safety programs. TheDebt Service Fund is used to account for the accumulation of resources and payment of general obligation bond principal and interest from governmental resources. CITY OF STEPHENVILLE, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 Special Revenue Total Hotel/MotelNonmajor OccupancyChildPublicDebtGovernmental TaxSafetySafetyTotalServiceFunds ASSETS Cash and investments287,723$ 11,778$ 22,145$ 321,646$ 86,464$ 408,110$ Receivables (net of allowance for uncollectibles) Property taxes- - - - 7,931 7,931 Accounts- - - - 1,217 1,217 -75,513 - 75,513 - 75,513 Occupancy taxes $ 11,778363,236$ 22,145$ 397,159$ 95,612$ 492,771$ Total assets LIABILITIES Accounts payable46,409$ -$ -$ 46,409$ -$ 46,409$ - - - - 6,359 6,359 Deferred revenue -46,409 - 46,409 6,359 52,768 Total liabilities FUND BALANCES Reserved for debt service- - - - 89,253 89,253 11,778316,827 22,145 350,750 - 350,750 Unreserved 11,778316,827 22,145 350,750 89,253 440,003 Total fund balances Total liabilities $ 11,778363,236$ 22,145$ 397,159$ 95,612$ 492,771$ and fund balances 46 CITY OF STEPHENVILLE, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Special Revenue Total Hotel/MotelNonmajor OccupancyChildPublicDebtGovernmental TaxSafety SafetyTotalServiceFunds REVENUES Taxes: Property-$ -$ -$ -$ 527,270$ 527,270$ Other384,137 - - 384,137 - 384,137 Fines and forfeitures- 6,132 367 6,499 - 6,499 Intergovernmental- - 3,859 3,859 - 3,859 Service charges- - 8,236 8,236 - 8,236 -9,730 - 9,730 3,945 13,675 Investment earnings 393,867 6,132 12,462 412,461 531,215 943,676 Total revenues EXPENDITURES Current: Public safety- 3,919 14,596 18,515 - 18,515 Culture and recreation323,994 - - 323,994 - 323,994 Debt service: Principal - - - - 475,000 475,000 -- - - 49,195 49,195 Interest and fiscal charges 323,994 3,919 14,596 342,509 524,195 866,704 Total expenditures EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) 69,873 2,213 2,134)( 69,952 7,020 76,972 EXPENDITURES 246,954 9,565 24,279 280,798 82,233 363,031 FUND BALANCES, BEGINNING $ 316,827 11,778$ 22,145$ 350,750$ 89,253$ 440,003$ FUND BALANCES, ENDING 47 CITY OF STEPHENVILLE, TEXAS SPECIAL REVENUE FUND HOTEL/MOTEL OCCUPANCY TAX FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance FinalPositive BudgetActual(Negative) REVENUES Taxes - other299,950$ 384,137$ 84,187$ 9,73010,000 270)( Investment income 393,867309,950 83,917 Total revenues EXPENDITURES Current: 323,994350,723 26,729 Culture and recreation 323,994350,723 26,729 Total culture and recreation 323,994350,723 26,729 Total expenditures EXCESS(DEFICIENCY) OF REVENUES ( 69,87340,773) 110,646 OVER (UNDER) EXPENDITURES 246,954246,954 - FUND BALANCE, BEGINNING $ 316,827206,181$ 110,646$ FUND BALANCE, ENDING 48 CITY OF STEPHENVILLE, TEXAS SPECIAL REVENUE FUND CHILD SAFETY FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance FinalPositive BudgetActual(Negative) REVENUES $ 6,1324,000$ 2,132$ Fines and forfeitures 6,1324,000 2,132 Total revenues EXPENDITURES Current: 3,9193,919 - Public safety 3,9193,919 - Total public safety 3,9193,919 - Total expenditures EXCESS OF REVENUES 2,21381 2,132 OVER EXPENDITURES 9,5659,565 - FUND BALANCE, BEGINNING $ 11,7789,646$ 2,132$ FUND BALANCE, ENDING 49 CITY OF STEPHENVILLE, TEXAS SPECIAL REVENUE FUND PUBLIC SAFETY FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance FinalPositive BudgetActual(Negative) REVENUES Fines and forfeitures-$ 367$ 367$ Intergovernmental3,700 3,859 159 8,236- 8,236 Service charges 12,4623,700 8,762 Total revenues EXPENDITURES Current: 18,700 14,596 4,104 Public safety 18,700 14,596 4,104 Total public safety 18,700 14,596 4,104 Total expenditures EXCESS(DEFICIENCY) OF REVENUES ( 2,134)15,000)( 12,866 OVER (UNDER) EXPENDITURES 24,279 24,279 - FUND BALANCE, BEGINNING $ 22,1459,279$ 12,866$ FUND BALANCE, ENDING 50 CITY OF STEPHENVILLE, TEXAS DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 Variance FinalPositive BudgetActual(Negative) REVENUES Taxes - property 523,195$ 527,270$ 4,075$ 3,9455,000 1,055)( Investment earnings 528,195 531,215 3,020 Total revenues EXPENDITURES Debt service: Principal475,000475,000 - 49,195 49,195 - Interest and fiscal charges 524,195 524,195 - Total debt service 524,195 524,195 - Total expenditures EXCESS OF REVENUES 7,0204,000 3,020 OVER EXPENDITURES 82,233 82,233 - FUND BALANCE, BEGINNING $ 86,233 89,253$ 3,020$ FUND BALANCE, ENDING 51 THIS PAGE LEFT BLANK INTENTIONALLY NONMAJOR ENTERPRISE FUNDS Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises – where the intent is that the costs of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or where the City has decided that periodic determination of net income is appropriate for accountability purposes. Sanitary Landfill – This fund is used to account for solid waste collection and disposal services provided to the residents of the City. Airport – This fund is used to account for municipal airport services and to support air transportation and charter services. CITY OF STEPHENVILLE, TEXAS COMBINING BALANCE SHEET NONMAJOR ENTERPRISE FUNDS SEPTEMBER 30, 2008 Sanitary LandfillAirportTotal ASSETS Current assets: Cash and investments527,268$ -$ 527,268$ 8,9401,918 10,858 Accounts receivable (net of allowances for uncollectibles) 529,186 8,940 538,126 Total current assets Noncurrent assets: Capital assets: Land40,000 594,361 634,361 Buildings and improvements375,109 3,326,418 3,701,527 Equipment597,363 115,131 712,494 Construction in progress- 380,189 380,189 (665,980) 476,417)( 1,142,397)( Less: accumulated depreciation 346,492 3,939,682 4,286,174 Total capital assets 346,492 3,939,682 4,286,174 Total noncurrent assets 875,678 3,948,622 4,824,300 Total assets LIABILITIES Current liabilities: Accounts payable4,400 585 4,985 Accrued liabilities2,486 - 2,486 Due to other funds- 61,922 61,922 Accrued interest payable8,786 2,641 11,427 Capital lease46,181 - 46,181 Bonds payable- 17,000 17,000 -388 388 Compensated absences payable 62,241 82,148 144,389 Total current liabilities Long-term liabilities: Capital lease131,156 - 131,156 Bonds payable- 182,155 182,155 Compensated absences payable1,554 - 1,554 277,184 - 277,184 Liability for landfill closure 409,894 182,155 592,049 Total long-term liabilities 472,135 264,303 736,438 Total liabilities NET ASSETS Invested in capital assets, net of related debt169,155 3,740,527 3,909,682 234,388 56,208)( 178,180 Unrestricted $ 403,543 3,684,319$ 4,087,862$ Total net assets 52 CITY OF STEPHENVILLE, TEXAS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Sanitary LandfillAirportTotal OPERATING REVENUES Gate charges275,915$ -$ 275,915$ Hanger rental- 64,264 64,264 3,922- 3,922 Other service charges 275,915 68,186 344,101 Total operating revenues OPERATING EXPENSES Personnel services77,976- 77,976 Utilities63217,769 18,401 Repairs and maintenance12,28221,675 33,957 Other supplies and expenses72,9826,715 79,697 110,402 65,587 175,989 Depreciation 274,274 111,746 386,020 Total operating expenses 43,560)1,641( 41,919)( OPERATING INCOME (LOSS) NONOPERATING REVENUES (EXPENSES) Investment earnings15,127 - 15,127 ( 15,272)16,075)( 31,347)( Interest expense ( 15,272)948)( 16,220)( Total nonoperating revenues (expenses) 58,832)693( 58,139)( INCOME(LOSS) BEFORE CONTRIBUTIONS 477,093- 477,093 CAPITAL CONTRIBUTIONS 312,500- 312,500 TRANSFER IN 730,761693 731,454 CHANGE IN NET ASSETS 402,850 2,953,558 3,356,408 TOTAL NET ASSETS, BEGINNING $403,543 3,684,319$ 4,087,862$ TOTAL NET ASSETS, ENDING 53 CITY OF STEPHENVILLE, TEXAS COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Sanitary LandfillAirportTotal CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers276,194$ 71,381$ 347,575$ Cash payments to employees80,949)( - 80,949)( (84,790) 53,008)( 137,798)( Cash payments to suppliers for goods and services 110,455 18,373 128,828 Cash provided by operating activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Interfund receivables repaid by other funds17,717 - 17,717 Interfund payables repaid to other funds- 17,717)( 17,717)( Cash borrowed from other funds- 61,922 61,922 312,500- 312,500 Transfers from other funds Cash provided by noncapital 17,717 356,705 374,422 financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal payments on capital lease42,583)( - 42,583)( Principal payments on bonds- 15,979)( 15,979)( Interest and fiscal charges on debt16,075)( 15,214)( 31,289)( Proceeds from sale of capital assets- 631 631 344,516)-( 344,516)( Acquisition and construction of capital assets Cash used by capital and (58,658) 375,078)( 433,736)( related financing activities CASH FLOWS FROM INVESTING ACTIVITIES 15,127 - 15,127 Interest received 15,127 - 15,127 Cash provided by investing activities NET INCREASE IN CASH -84,641 84,641 AND CASH EQUIVALENTS 441,073 - 441,073 CASH AND CASH EQUIVALENTS, BEGINNING $ 525,714 -$ 525,714$ CASH AND CASH EQUIVALENTS, ENDING (continued) 54 CITY OF STEPHENVILLE, TEXAS COMBINING STATEMENT OF CASH FLOWS NONMAJOR ENTERPRISE FUNDS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 Sanitary LandfillAirportTotal RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating income (loss)1,641$ 43,560)$( 41,919)$( Adjustments to reconcile operating income (loss) to net cash provided by operating activities: Depreciation110,402 65,587 175,989 Change in assets and liabilities: Decrease (increase) in accounts receivable279 3,195 3,474 Increase (decrease) in accounts payable1,106 6,849)( 5,743)( Increase (decrease) in accrued liabilities1,531)( - 1,531)( ( -1,442) 1,442)( Increase (decrease) in compensated absences 108,814 61,933 170,747 Total adjustments $ 110,455 18,373$ 128,828$ Net cash provided by operating activities NONCASH INVESTING, CAPITAL, AND FINANCING ACTIVITIES $ 477,093-$ 477,093$ Contributions of capital assets 55 FIDUCIARY FUNDS Agency funds are used to account for assets held by the City as an agent for individuals, private organizations, other governments and/or other funds. Senior Citizens – This fund is used to account for assets held for the benefit of a citizens’ group. CITY OF STEPHENVILLE, TEXAS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS YEAR ENDED SEPTEMBER 30, 2008 BalanceBalance October 1,September 30, 2007AdditionsDeductions2008 SENIOR CITIZENS Assets $ -5,059$ -$ 5,059$ Due from other funds $ -5,059$ -$ 5,059$ Total assets Liabilities $ -5,059$ -$ 5,059$ Due to others $ -5,059$ -$ 5,059$ Total liabilities 56 THIS PAGE LEFT BLANK INTENTIONALLY STATISTICAL SECTION This part of the City of Stephenville, Texas’ comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City’s overall financial health. Contents Page Financial Trends 57 These schedules contain trend information to help the reader understand how the City’s financial performance and well-being have changed over time. Revenue Capacity 63 These schedules contain information to help the reader assess the City’s most significant local revenue sources. Although sales taxes are the City’s most significant local revenue source, information about revenue base is unavailable and information about principal revenue payers is confidential under Texas statutes. Trend information about sales tax revenues is provided in Table 2. Additionally, information about the City’s second most significant local revenue source, the property tax, is provided. Debt Capacity 67 These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future. Demographic and Economic Information 72 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place. Operating Information 74 These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. THIS PAGE LEFT BLANK INTENTIONALLY TABLE 1 CITY OF STEPHENVILLE, TEXAS NET ASSETS BY COMPONENT LAST SIX FISCAL YEARS (Accrual Basis of Accounting) Fiscal Year 200320042005200620072008 Governmental activities: Invested in capital assets, net of related debt8,671,383$ 8,877,241$ 9,070,652$ 9,734,777$ 10,157,475$ 10,513,386$ Restricted- 620,104 295,721 381,849 366,934 397,365 8,181,0767,932,439 9,548,977 10,237,660 11,232,319 12,162,240 Unrestricted $ 16,603,822 17,678,421$ 18,915,350$ 20,354,286$ 21,756,728$ 23,072,991$ Total governmental activities net assets Business-type activities: Invested in capital assets, net of related debt11,789,690$ 14,229,406$ 16,190,916$ 17,432,394$ 16,564,217$ 21,231,388$ Restricted508,583 470,750 514,842 599,910 665,099 554,647 4,134,8415,621,026 5,301,524 6,516,830 9,087,784 7,178,489 Unrestricted $ 17,919,299 18,834,997$ 22,007,282$ 24,549,134$ 26,317,100$ 28,964,524$ Total business-type activities net assets Total: Invested in capital assets, net of related debt20,461,073$ 23,106,647$ 25,261,568$ 27,167,171$ 26,721,692$ 31,744,774$ Restricted508,583 1,090,854 810,563 981,759 1,032,033 952,012 13,553,465 12,315,917 14,850,501 16,754,490 20,320,103 19,340,729 Unrestricted $ 34,523,121 36,513,418$ 40,922,632$ 44,903,420$ 48,073,828$ 52,037,515$ Total net assets Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. 57 TABLE 2 CITY OF STEPHENVILLE, TEXAS CHANGES IN NET ASSETS LAST SIX FISCAL YEARS (Accrual Basis of Accounting) Fiscal Year 200320042005200620072008 EXPENSES Governmental activities: General government1,262,164$ 1,421,563$ 1,453,986$ 1,441,939$ 1,591,258$ 1,331,583$ Public safety4,028,747 4,026,402 4,345,846 4,689,443 5,187,628 5,504,975 Streets894,193 995,046 979,051 1,098,979 1,144,681 1,183,435 Culture and recreation1,522,896 1,574,032 1,582,864 1,646,017 1,733,627 2,166,545 Community development317,743 296,244 348,177 343,135 381,091 395,182 153,445 130,388 109,153 91,817 65,926 103,490 Interest on long-term debt Total governmental 8,443,6758,179,188 8,819,077 9,311,330 10,104,211 10,685,210 activities expenses Business-type activities: Water and wastewater3,790,830 4,582,690 4,367,671 4,681,174 4,776,359 4,526,893 Storm water drainage14,034 35,462 166,346 232,955 141516245,371 Sanitary landfill211,159 151,309 99,078 119,832 272,010 290,349 99,847 101,082 8,633 18,075 130,169 127,018 Airport Total business-type 4,870,5434,115,870 4,641,728 5,052,036 5,320,054 5,189,631 activities expenses $ 13,314,21812,295,058$ 13,460,805$ 14,363,366$ 15,424,265$ 15,874,841$ Total expensess PROGRAM REVENUES Governmental activities: Charges for services: General government21,421$ 195,176$ 172,292$ 177,636$ 243,929$ 219,353$ Public safety884,349 524,561 488,292 600,332 687,567 906,131 Streets22,388 28,748 17,213 17,444 27,425 24,046 Culture and recreation157,741 147,563 135,607 132,125 171,931 145,225 Community development82,182 165,803 163,490 180,304 160,745 272,729 Operating grants and contributions146,257 189,805 125,068 172,884 115,859 57,969 185,625 366,478 556,425 177,503 115,556 148 Capital grants and contributions Total governmental activities 1,618,1341,499,963 1,658,387 1,458,228 1,523,012 1,625,601 program revenues Business-type activities: Charges for services: Water and wastewater4,261,555 4,564,193 5,245,901 5,628,658 5,092,578 5,469,932 Sanitary landfill154,650 174,152 174,845 162,306 170,814 275,915 Airport24,865 31,077 39,088 51,037 61,916 68,186 Storm water drainage511,427 478,143 485,600 485,314 500,779 577,766 273,101 411,474 1,513,020 599,393 169,370 870,718 Capital grants and contributions Total business-type activities 5,659,0395,225,598 7,458,454 6,926,708 5,995,457 7,262,517 program revenues $ 7,277,1736,725,561$ 9,116,841$ 8,384,936$ 7,518,469$ 8,888,118$ Total program revenues (continued) 58 TABLE 2 CITY OF STEPHENVILLE, TEXAS CHANGES IN NET ASSETS (Continued) LAST SIX FISCAL YEARS (Accrual Basis of Accounting) Fiscal Year 200320042005200620072008 NET (EXPENSE) REVENUES Governmental activities6,679,225)$( 6,825,541)$( 7,160,690)$( 7,853,102)$( 8,581,199)$( 9,059,609)$( 788,4961,109,728 2,816,726 1,874,672 675,403 2,072,886 Business-type activities ( 6,037,045)5,569,497)( 4,343,964)( 5,978,430)( 7,905,796)( 6,986,723)( Total net expense GENERAL REVENUES AND OTHER CHANGES IN NET ASSETS Governmental activities: Taxes: Property - general purposes1,994,728 2,249,922 2,447,610 2,657,106 2,913,521 3,131,702 Property - debt service545,552 540,467 448,663 437,146 476,117 527,921 Sales3,217,670 3,538,100 3,654,232 4,101,973 4,351,269 4,745,309 Franchise934,965 1,209,036 1,264,298 1,423,615 1,370,838 1,169,858 Other208,534 262,467 292,447 312,528 388,013 434,498 Investment earnings196,542 87,990 286,301 441,986 623,810 454,269 Miscellaneous33,971 12,158 54,068 34,663 75,994 17,186 315,638 - 50,000)( 116,979)( 215,921)( 104,871)( Transfers 7,900,1407,447,600 8,397,619 9,292,038 9,983,641 10,375,872 Total governmental activities Business-type activities: Investment earnings105,970 100,773 305,559 518,164 876,642 469,667 Miscellaneous9,137 26,429 - 32,037 - (315,638) - 50,000 116,979 215,921 104,871 Transfers (200,531) 127,202 355,559 667,180 1,092,563 574,538 Total business-type activities Total general revenues and other 8,027,3427,247,069 8,753,178 9,959,218 11,076,204 10,950,410 changes in net assets CHANGE IN NET ASSETS Governmental activities768,375 1,074,599 1,236,929 1,438,936 1,402,442 1,316,263 909,197 915,698 3,172,285 2,541,852 1,767,966 2,647,424 Business-type activities $ 1,990,2971,677,572$ 4,409,214$ 3,980,788$ 3,170,408$ 3,963,687$ Total change in net assets Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. 59 TABLE 3 CITY OF STEPHENVILLE, TEXAS FUND BALANCES GOVERNMENTAL FUNDS LAST TEN FISCAL YEARS (Modified Accrual Basis of Accounting) Fiscal Year 1999200020012002200320042005200620072008 General fund Reserved-$ -$ -$ -$ 7,178$ 4,072$ 13,349$ 10,352$ 15,224$ 8,653$ 5,620,092 5,499,615 5,958,100 6,429,861 7,309,934 8,017,965 8,361,416 9,045,429 10,039,416 9,555,553 Unreserved $ 5,620,092 5,499,615$ 5,958,100$ 6,429,861$ 7,317,112$ 8,022,037$ 8,374,765$ 9,055,781$ 10,054,640$ 9,564,206$ Total general fund All other governmental funds Reserved Debt service funds1,077$ 12,873$ 24,139$ 30,337$ 41,081$ 41,285$ 50,563$ 69,443$ 82,233$ 89,253$ Unreserved, reported in: Special revenue funds157,561 186,653 232,461 207,743 237,911 211,765 247,743 318,028 280,798 350,750 1,779,154 2,122,160 1,109,119 895,894 772,431 735,191 1,063,030 1,051,972 1,069,303 2,429,680 Capital projects funds Total all other $ 1,937,792 2,321,686$ 1,365,719$ 1,133,974$ 1,051,423$ 988,241$ 1,361,336$ 1,439,443$ 1,432,334$ 2,869,683$ governmental funds 60 TABLE 4 CITY OF STEPHENVILLE, TEXAS CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS LAST TEN FISCAL YEARS (Modified Accrual Basis of Accounting) Fiscal Year 1999200020012002200320042005200620072008 REVENUES Taxes6,158,011$ 6,418,350$ 6,689,180$ 7,067,904$ 6,891,072$ 7,804,900$ 8,103,134$ 8,942,235$ 9,506,528$ 10,004,265$ Special assessments- 664,688 - 55,415 - - 402,789 28,122 - - Licenses, fees and permits78,228 88,671 64,408 86,583 84,669 168,519 168,523 183,839 164,071 275,887 Fines and forfeitures174,225 169,085 168,271 135,897 248,426 229,922 207,407 279,716 353,889 361,027 Intergovernmental231,738 669,130 207,050 242,187 249,564 306,510 104,228 188,096 111,889 87,730 Service charges349,452 367,715 408,757 523,825 545,763 697,355 651,021 640,935 738,526 839,684 Investment earnings507,744 445,529 406,277 275,793 194,772 87,991 286,300 441,986 623,810 454,269 29,76738,287 68,242 61,705 125,027 52,734 108,222 60,110 119,731 19,734 Miscellaneous 8,852,9357,537,685 8,012,185 8,449,309 8,339,293 9,347,931 10,031,624 10,765,039 11,618,444 12,042,596 Total revenues EXPENDITURES General government938,789 947,835 942,036 1,091,746 1,113,323 1,274,807 1,231,709 1,349,248 1,491,202 1,293,925 Public safety2,885,336 3,146,946 3,325,599 3,603,448 3,821,859 3,874,454 4,140,738 4,562,217 4,955,771 5,459,268 Streets665,954 562,728 588,038 620,714 561,646 630,057 578,126 699,290 735,614 824,764 Culture and recreation1,013,705 1,081,294 1,243,096 1,294,316 1,357,624 1,336,974 1,412,305 1,466,261 1,518,938 1,931,846 Community development188,246 182,517 236,431 250,776 317,743 295,036 346,969 337,659 375,614 394,833 Debt service Principal486,967 429,391 430,000 450,000 470,000 500,000 420,000 430,000 455,000 475,000 Interest263,320 225,283 200,415 178,813 157,032 133,441 111,582 91,817 71,105 49,195 Bond issuance costs- - - - - - - - - 12,725 2,184,0742,747,738 1,667,368 868,370 366,753 661,419 1,014,372 952,446 807,528 1,902,168 Capital outlay 8,760,0689,190,055 8,632,983 8,358,183 8,165,980 8,706,188 9,255,801 9,888,938 10,410,772 12,343,724 Total expenditures (continued) 61 TABLE 4 CITY OF STEPHENVILLE, TEXAS CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS (Continued) LAST TEN FISCAL YEARS (Modified Accrual Basis of Accounting) Fiscal Year 1999200020012002200320042005200620072008 EXCESS OF REVENUES OVER (UNDER) $( 92,8671,652,370)$ 620,798)$( 91,126$ 173,313$ 641,743$ 775,823$ 876,101$ 1,207,672$ 301,128)$( EXPENDITURES OTHER FINANCING SOURCES (USES) Issuance of bonds- - - - - - - - - 1,325,000 Proceeds from sale of capital assets48,329 26,449 - - - - - - - 27,914 Transfers in1,168,134 800,449 448,316 251,085 423,414 90,000 90,000 94,500 55,000 207,629 ( 656,348)1,763,910)( 325,000)( 102,195)( 107,776)( 90,000)( 140,000)( 211,479)( 270,921)( 312,500)( Transfers out Total other financing ( 170,550547,447) 123,316 148,890 315,638 - 50,000)( 116,979)( 215,921)( 1,248,043 sources (uses) NET CHANGE IN $( 263,4172,199,817)$ 497,482)$( 240,016$ 488,951$ 641,743$ 725,823$ 759,122$ 991,751$ 946,915$ FUND BALANCES DEBT SERVICE AS A PERCENTAGE OF NONCAPITAL 11.1%13.2% 10.0% 9.2% 8.7% 8.5% 6.9% 6.2% 5.8% 5.3% EXPENDITURES 62 TABLE 5 CITY OF STEPHENVILLE, TEXAS ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Estimated Less:Total TaxableTotalActual FiscalResidentialCommercialIndustrialTax-exemptAssessedDirectTaxable YearPropertyPropertyPropertyPropertyValueTax RateValue 1999251,534,041$ 279,552,526$ 120,232,379$ 191,106,538$ 460,212,408$ $0.4724469,604,498$ 2000258,328,927 282,242,502 117,284,814 194,131,922 463,724,321 0.4724473,188,083 2001275,008,292 277,180,795 110,482,050 192,478,165 470,192,972 0.4724479,788,747 2002277,642,872 302,960,725 97,250,070 189,978,791 487,874,876 0.4800497,831,506 2003300,285,040 341,944,306 97,673,680 221,495,172 518,407,854 0.4850528,987,606 2004332,268,337 380,965,905 111,273,080 249,575,629 574,931,693 0.4850586,664,993 2005352,795,683 386,744,845 105,901,750 253,232,383 592,209,895 0.4850604,295,811 2006387,312,400 403,019,380 113,971,870 260,321,554 643,982,096 0.4750657,124,588 2007436,191,340 446,012,320 124,665,270 287,207,489 719,661,441 0.4650734,348,409 2008473,515,020 493,287,390 139,045,430 287,501,749 818,346,091 0.4450835,047,032 Source:Erath County Appraisal District. Note:PropertyinErathCountyisreassessedonceeverythreeyearsonaverage.TheCountyassessespropertyatapproximately95percentofactualvaluefor commercial,industrialandresidentialproperty.Estimatedactualtaxablevalueiscalculatedbydividingtaxableassessedvaluebythosepercentages.Tax rates are per $100 of assessed value. 63 TABLE 6 CITY OF STEPHENVILLE, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES LAST TEN FISCAL YEARS City Direct RatesOverlapping Rates GeneralMiddleTotal ObligationTotalStephenvilleTrinityDirect and FiscalBasicDebtDirectSchoolWaterErathOverlapping YearRateServiceRateDistrictDistrictCountyRates 1999$0.3377$0.1347$0.4724$1.3000-$0.4785$2.2509 20000.33590.13650.47241.4500-0.47852.4009 20010.35520.11720.47241.7500-0.47852.7009 20020.36780.11220.48000.1690-0.47851.1275 20030.38120.10380.48501.6900$0.01500.47002.6600 20040.39130.09370.48501.67000.01500.45122.6212 20050.41070.07430.48501.67000.01500.46252.6325 20060.40790.06710.47501.66000.01500.44102.5910 20070.39960.06540.46501.51990.01500.43522.4351 20080.38110.06390.44501.19200.01500.41872.0707 Source:Erath County Appraisal District Notes:TheCity'sbasicpropertytaxratemaybeincreasedonlybyamajorityvoteoftheCity'sresidents. Rates for debt service are set based on each year's requirements. Overlapping rates are those of local and county governments that apply to property owners within the City of Stephenville, The Middle Trinity Water District did not exist in fiscal years 1999 through 2002. 64 TABLE 7 CITY OF STEPHENVILLE, TEXAS PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO 20081999 PercentagePercentage of Total Cityof Total City TaxableTaxableTaxableTaxable AssessedAssessedAssessedAssessed TaxpayerValueValueValueValue FMC Company39,303,300$ 4.41% 25,330,327$ 5.48% Saint Gobain Abrasives9,753,003 1.09% 16,977,814 3.67% Bosque River Associates9,494,910 1.07% 8,533,480 1.84% TXU Electric Delivery8,824,410 0.99% 6,240,020 1.35% Stephenville Student Housing LP8,750,010 0.98% - -% Wal-Mart Stores, Inc. #17,758,020 0.87% 13,867,090 3.00% Saint Gobain Abrasives7,047,610 0.79% - -% United Telephone Company (Embarq)6,451,400 0.72% 5,129,190 1.11% PRVS Holdings, L.L.C.6,397,050 0.72% - -% Wilmington Trust (Wal-Mart #2)6,351,350 0.71% - -% Rayloc Genaut- -% 4,880,935 1.06% Emerson Electric Company- -% 4,285,324 0.93% -%- 4,288,275 0.93% FMC Technologies Subtotal110,131,063$ 12.35% 89,532,455$ 19.37% 87.65%780,637,386 373,000,750 80.63% Remaining Roll $ 100.00%890,768,449 462,533,205$ 100.00% Total Source: Erath County Appraisal District State Property Tax Board Report. 65 TABLE 8 CITY OF STEPHENVILLE, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Collected Within the Fiscal Year of the LevyTotal Collections to Date Taxes LeviedCollections Fiscalfor thePercentagein SubsequentPercentage Year EndedFiscal YearAmountof LevyYearsAmountof Levy 19992,181,037$ 2,133,063$ 97.80% 43,891$ 2,176,954$ 99.81% 20002,185,007 2,143,729 98.11% 37,445 2,181,174 99.82% 20012,236,217 2,192,628 98.05% 39,342 2,231,970 99.81% 20022,348,927 2,294,810 97.70% 50,076 2,344,886 99.83% 20032,513,625 2,462,155 97.95% 43,404 2,505,559 99.68% 20042,788,419 2,726,244 97.77% 56,290 2,782,534 99.79% 20052,832,529 2,808,747 99.16% 16,188 2,824,935 99.73% 20063,066,225 3,018,008 98.43% 40,723 3,058,731 99.76% 20073,344,539 3,307,083 98.88% 22,447 3,329,530 99.55% 20083,641,808 3,602,598 98.92% - 3,602,598 98.92% Sources: Erath County Appraisal District and Erath County Tax Assessor-Collector. 66 TABLE 9 CITY OF STEPHENVILLE, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS Governmental ActivitiesBusiness-type Activities GeneralCertificatesWaterCertificatesPercentage FiscalObligationofTermRevenueofCapitalof PersonalPer YearBondsParticipationLoanBondsParticipationLeasesTotalIncomeCapita 19992,935,000$ 1,770,000$ 40,278$ 10,840,000$ 125,000$ -$ 15,710,278$ 4.90% 1,072$ 20002,630,000 1,665,000 20,887 9,920,000 - - 14,235,887 4.36% 968 20012,310,000 1,555,000 - 14,455,000 - - 18,320,000 5.21% 1,228 20021,970,000 1,445,000 - 13,455,000 1,150,000 - 18,020,000 5.03% 1,201 20031,615,000 1,330,000 - 6,660,000 7,905,000 - 17,510,000 4.79% 1,118 20041,235,000 1,210,000 - 6,295,000 14,174,233 - 22,914,233 5.70% 1,443 2005945,000 1,080,000 - 5,910,000 13,250,233 - 21,185,233 5.80% 1,300 2006645,000 950,000 - 5,500,000 14,305,233 259,184 21,659,417 N/A1,283 2007330,000 810,000 - 5,210,000 17,660,134 219,920 24,230,054 N/A1,421 20081,325,000 665,000 - 4,905,000 20,644,155 177,337 27,716,492 N/A1,590 Note:See Table 14 for personal income and population data. These ratios are calculated using personal income and population for the prior calendar year. 67 TABLE 10 CITY OF STEPHENVILLE, TEXAS RATIOS OF NET GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS Net General Bonded Debt Outstanding Percentage of GeneralAccumulatedActual Taxable FiscalObligationCertificates ofResourcesValue ofPer YearBondsObligationsfor RepaymentTotalPropertyCapita 19992,935,000$ 1,810,278$ 1,077$ 4,744,201$ 1.03% 324$ 20002,630,000 1,685,887 12,873 4,303,014 0.93% 293 20012,310,000 1,555,000 24,139 3,840,861 0.82% 257 20021,970,000 1,445,000 30,336 3,384,664 0.69% 226 20031,615,000 1,330,000 41,082 2,903,918 0.56% 185 20041,235,000 1,210,000 41,285 2,403,715 0.42% 151 2005945,000 1,080,000 50,563 1,974,437 0.33% 121 2006645,000 950,000 69,443 1,525,557 0.24% 90 2007330,000 810,000 82,233 1,057,767 0.15% 62 20081,325,000 665,000 89,253 1,900,747 0.23% 109 Notes: See Table 5 for property value data. Population data can be found in Table 14. 68 TABLE 11 CITY OF STEPHENVILLE, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT AS OF SEPTEMBER 30, 2008 Estimated Share of EstimatedDirect and DebtPercentageOverlapping Government Unit OutstandingApplicableDebt Debt repaid with property taxes Stephenville Independent School District11,599,606$ 68.35%7,928,331$ 1,990,000 City direct debt $ 9,918,331 Total direct and overlapping debt Sources: AssessedvaluedatausedtoestimateapplicablepercentagesprovidedbytheErathCountyAppraisalDistrictand assessment debt outstanding data provided by each governmental unit. Notes: Overlappinggovernmentsarethosethatcoincide,atleastinpart,withthegeographicboundariesoftheCity. Thisscheduleestimatestheportionoftheoutstandingdebtofthoseoverlappinggovernmentsthatisborneby theresidentsandbusinessesoftheCityofStephenville.Thisprocessrecognizesthat,whenconsideringthe City'sabilitytoissueandrepaylong-termdebt,theentiredebtburdenbornebytheresidentsandbusinesses shouldbetakenintoaccount.However,thisdoesnotimplythateverytaxpayerisaresident,andtherefore responsible for repaying the debt, of each overlapping government. 69 TABLE 12 CITY OF STEPHENVILLE, TEXAS LEGAL DEBT MARGIN AND TAX RATE LIMITATIONS INFORMATION As a home rule city, the City of Stephenville is not limited by law in the amount of debt it may issue. Under Article XI, Section 5 of the Texas Constitution, no tax for any purpose shall ever be lawful for any one year, which shall exceed two and one-half percent of the taxable property of the City. AlltaxablepropertywithintheCityissubjecttoassessment,levyandcollectionbytheCityofacontinuing,directannualadvaloremtaxsufficienttoprovideforthepaymentofprincipaland interestonthebondswithinthelimitsprescribedbylaw.Underrulesprescribedbylaw.UnderrulespromulgatedbytheOfficeoftheAttorneyGeneralofTexas,suchofficewillnotapprovetax bonds of the City unless the City can demonstrate its ability to pay debt service requirements on all outstanding City tax bonds, including the issue to be approved. Tax Rate Limitation Calculation for Fiscal Year 2008 Taxable assessed valuation818,346,091$ 2.50% of assessed valuation Constitutional tax rate limit Maximum constitutional revenue available 20,458,652$ $2.50 per $100 of valuation Tax rate to achieve maximum tax revenue $0.445 per $100 of valuation Tax rate for FY 2007-2008 $2.025 per $100 of valuation Available unused constitutional max tax rate Debt applicable to limit: General obligation debt$ 1,140 DEBT TAX RATE ADEQUACY 2008 Principal and Interest Requirements................................................................................................................. $ 523,690 $0.0742 Tax Rate at 98% Collection Produces...................................................................................................…….. 595,069 Average Annual Principal and Interest Requirement, 2008-2018..........................................………………………. 284,788 $0.0202 Tax Rate at 98% Collection Produces.................................................................................................…….. 162,000 Maximum Principal and Interest Requirements...................................................................................................…….. 523,690 $0.0742 Tax Rate at 98% Collection Produces...................................................................................................…….. 595,069 DEBT SERVICE FUND BUDGET PROJECTION Tax Obligation Debt Service Requirements, Fiscal Year Ending 9-30-2008 $ 523,690 Debt Service Fund, 9-30-07 $ 82,232 677,301595,069$ Debt Service Fund Tax Levy @ 98% Collection 70 TABLE 13 CITY OF STEPHENVILLE, TEXAS PLEDGED REVENUE COVERAGE LAST TEN FISCAL YEARS Water and Wastewater Revenue Bonds UtilityLess:Net FiscalServiceOperatingAvailableDebt Service YearChargesExpensesRevenuePrincipalInterestCoverage 19994,285,128$ 1,882,313$ 2,402,815$ 1,010,000$ 543,862$ 1.55 20004,664,232 3,906,752 757,480 1,045,000 500,290 0.49 20014,743,061 2,621,741 2,121,320 965,000 465,568 1.48 20024,578,747 2,459,300 2,119,447 1,000,000 641,944 1.29 20034,372,612 2,321,847 2,050,765 1,145,000 642,281 1.15 20044,556,045 2,569,643 1,986,402 1,240,000 559,001 1.10 20055,511,586 2,553,909 2,957,677 1,331,000 712,056 1.45 20065,628,658 2,931,743 2,696,915 1,355,000 752,077 1.28 20075,092,578 2,946,356 2,146,222 1,220,000 819,654 1.05 20085,469,932 2,851,562 2,618,370 1,290,000 650,238 1.35 Note:Operating expenses do not include interest, depreciation, or amortization expenses. 71 TABLE 14 CITY OF STEPHENVILLE, TEXAS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN FISCAL YEARS Per Capita CalendarPersonalPersonalSchool CollegeUnemployment YearPopulationIncomeIncomeEnrollmentEnrollmentRate 199914,650 320,703,150$ 21,891$ 3,419 6,163 2.9% 200014,700 326,736,900 22,227 3,361 6,359 2.7% 200114,921 351,419,392 23,552 3,477 6,549 2.0% 200215,000 355,515,000 23,701 3,444 6,827 3.3% 200315,665 359,402,095 22,943 3,530 7,197 3.2% 200415,884 382,010,200 24,050 3,417 7,347 2.7% 200516,300 417,720,100 25,627 3,512 7,589 3.9% 200616,882 438,003,490 25,945 3,550 7,776 3.9% 200717,050 N/AN/A3,521 7,840 3.8% 200817,428 N/AN/A3,496 7,763 4.0% Sources:Population,medianage,andeducationlevelinformationprovidedbytheStateDepartmentofPlanning. PersonalincomeandunemploymentdataprovidedbytheStateDepartmentofCommerceandLabor.School enrollment data provided by the Stephenville Independent School District and Tarleton State University. Notes:Population,medianage,andeducationlevelinformationarebasedonsurveysconductedduringthelast quarterofthecalendaryear.Personalincomeinformationisatotalfortheyear.Unemploymentrate informationisanadjustedyearlyaverage.Schoolenrollmentisbasedonthecensusatthestartoftheschool year. Personal income is not available for 2006 - 2008. 72 TABLE 15 CITY OF STEPHENVILLE, TEXAS PRINCIPAL EMPLOYERS CURRENT YEAR 2008 Percentage of Total City Employer EmployeesEmployment Tarleton State University895 4.91% FMC Company630 3.46% Saint Gobain Abrasives575 3.16% Stephenville Independent School District468 2.57% Wal-Mart Stores, Inc.450 2.47% Scheiber Foods446 2.45% Harris Methodist Erath County Hospital255 1.40% Western Dairy Transport197 1.08% Outlaw Conversions190 1.04% Erath County179 0.98% United Cooperative Services150 0.82% Emerson Electric Company150 0.82% Stephenville Medical & Surgical Clinic148 0.81% Caporal Forging120 0.66% Fibergrate Composite Structures115 0.63% Associated Milk Producers110 0.60% Bruner Motors101 0.55% Southwestern Linen38 0.21% Texstar Ford35 0.19% 0.10%18 USTRA Subtotal5,270 28.91% 71.09%12,950 Remaining employers 100.00%18,220 Total Source: CityCommunityDevelopmentDivision.TotalemployeedataisprovidedbytheStateDepartmentofCommerceand Labor. Notes: TotalemployeeinformationisbasedonentireErathCounty.Principalemployersareonlythosethatoperatefrom within the corporate City limits of Stephenville. Information for 1999 is not available. 73 TABLE 16 CITY OF STEPHENVILLE, TEXAS FULLTIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS Fulltime Equivalent Employees as of September 30, Function/Program1999200020012002200320042005200620072008 General government Management services4 4 4 4 4 4 4 4 4 4 Finance7 7 6 6 7 7 7 7 7 7 Planning1 1 2 2 2 2 2 2 2 2 Building1 1 1 1 1 1 1 2 2 2 Other1 1 1 1 1 1 1 1 1 1 Police Officers30 30 30 30 30 31 31 31 34 38 Civilians10 10 10 11 11 11 13 13 12 12 Fire Firefighters and officers23 23 23 26 26 26 26 27 28 31 Parks and recreation9 9 11 11 13 13 13 13 13 13 Library4 4 4 4 4 4 4 4 3 3 Streets7 7 7 7 7 7 7 7 7 7 Water8 8 9 9 9 9 9 10 13 13 Wastewater7 7 8 8 8 8 8 8 5 5 22 2 2 2 2 2 2 2 2 Landfill 114114 118 122 125 126 128 131 133 140 Total Source:City Human Resource Office Notes:Afulltimeemployeeisscheduledtowork2080hoursperyear(includingvacationandsickleave).Fulltimeequivalentemploymentiscalculatedby dividing total labor hours by 2080. 74 TABLE 17 CITY OF STEPHENVILLE, TEXAS OPERATING INDICATORS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS Fiscal Year Function/Program1999200020012002200320042005200620072008 General government Building permits issued238 242 265 234 222 140 172 125 153 135 Building permits value$10,293,611$14,721,989$5,563,166$12,118,416$10,467,400$21,515,373$18,442,334$12,262,542$16,144,842$27,821,098 Police Calls for serviceN/A 9,138 9,114 10,207 10,203 10,483 10,358 11,234 19,732 11,739 Physical arrests1,019 1,019 716 762 1,134 825 959 999 1,447 1,023 Parking violations182 182 805 404 530 324 386 334 498 171 Traffic violations3,178 3,178 4,501 3,164 5,094 5,350 3,588 3,066 4,469 2,473 Fire Ambulance responses1,236 1,271 1,321 1,468 1,372 1,183 1,291 1,255 1,537 1,472 Fires extinguished318 376 357 412 339 185 235 305 235 219 Inspections150 150 149 149 135 132 109 105 313 280 Other public works Street resurfacing (miles)0.32 1.30 1.88 2.35 2.39 1.35 1.14 1.52 2.70 2.23 Library Volumes in collection42,214 43,065 41,905 40,161 43,331 46,938 48,548 47,510 43,737 43,827 Total volumes borrowed82 120 130 237 110 138 155 114 116 94 Water New connections5,256 5,256 5,319 5,319 5,242 5,521 5,253 5,550 5,660 5,670 Water main breaks51 47 53 52 49 54 50 48 49 44 Average daily consumption2,295,000 2,482,000 2,341,000 2,158,000 2,124,000 1,971,990 2,042,000 2,254,000 1,828,000 2,080,000 (thousands of gallons) Peak daily consumption4,589,000 4,700,000 4,549,000 4,174,000 4,133,000 3,598,000 3,499,000 4,397,000 3,091,000 3,848,000 (thousands of gallons) Wastewater Average daily sewage treatment1,253,000 1,253,000 1,387,000 1,311,000 1,354,000 1,456,000 1,334,000 1,414,000 1,691,000 1,548,000 (thousands of gallons) Source: Various City departments 75 TABLE 18 CITY OF STEPHENVILLE, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS Fiscal Year Function/Program1999200020012002200320042005200620072008 Police Stations1 1 1 1 1 1 1 1 1 1 Patrol units6 6 9 9 10 10 10 10 10 10 Fire Stations2 2 2 2 2 2 2 2 2 2 Other public works Streets (miles)87 87 87 87 92 92 92 92 96 96 Highways (miles)19 19 19 19 19 19 19 19 21 21 Streetlights952 983 992 992 1,013 1,013 1,013 1,013 1,070 1,080 Parks and recreation Acreage126 126 126 134 134 134 134 134 134 130 Playgrounds3 3 3 4 4 4 4 4 4 4 Baseball/softball diamonds9 9 9 9 9 9 9 9 9 9 Soccer/football fields1 1 1 1 1 1 1 1 1 1 Community centers2 2 2 2 2 2 2 2 2 2 Water Water mains (miles)58 58 58 112 116 117 117 120 122 124 Fire hydrants616 616 623 623 650 670 670 680 732 747 Storage capacity4,500,000 4,500,000 4,500,000 5,500,000 5,500,000 5,500,000 5,500,000 5,500,000 5,500,000 5,750,000 (thousands of gallons) Wastewater Sanitary sewers (miles)68 68 68 96 105 105 110 110 113 114 Storm sewers (miles)10 10 10 10 10 10 10 10 10 11 Treatment capacity9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 9,000,000 (thousands of gallons) Source: Various City departments 76 THIS PAGE LEFT BLANK INTENTIONALLY SINGLE AUDIT SECTION THIS PAGE LEFT BLANK INTENTIONALLY REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the City Council City of Stephenville, Texas Stephenville, Texas We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Stephenville, Texas, (the “City”) as of and for the year ended September 30, 2008, which collectively comprise the City’s basic financial statements and have issued our report thereon dated December 31, 2008. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the City’s internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control over financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the City’s ability to initiate, authorize, record, process, or report financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the City’s financial statements that is more than inconsequential will not be prevented or detected by the City’s internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the City’s internal control. 77 401 WEST HIGHWAY 6 P. O. BOX 20725 WACO, TX 76702-0725 (254) 772-4901 FAX: (254) 772-4920 www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 WHITNEY, TX (254) 694-4600 ALBUQUERQUE, NM (505) 266-5904 Our consideration of internal control over financial reporting was for the limited purpose described in the preceding paragraph and would not necessarily identify all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. This report is intended solely for the information and use of management, the City Council, and federal and state awarding agencies and pass-through entities and is not included to be and should not be used by anyone other than these specified parties. December 31, 2008 78 REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 The Honorable Mayor and Members of the City Council City of Stephenville, Texas Compliance We have audited the compliance of the City of Stephenville, Texas, with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to its major federal program for the year ended September 30, 2008. The City of Stephenville, Texas’ major federal program is identified in the summary of auditors’ results section of the accompanying Schedule of Findings and Questioned Costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to its major federal program is the responsibility of the City of Stephenville, Texas’ management. Our responsibility is to express an opinion on the City of Stephenville, Texas’ compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments and Nonprofit Organizations. Those standards and OMB Circular A- 133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the City of Stephenville, Texas’ compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the City of Stephenville, Texas’ compliance with those requirements. In our opinion, the City of Stephenville, Texas complied, in all material respects, with the requirements referred to above that are applicable to its major federal program for the year ended September 30, 2008. 79 401 WEST HIGHWAY 6 P. O. BOX 20725 WACO, TX 76702-0725 (254) 772-4901 FAX: (254) 772-4920 www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 WHITNEY, TX (254) 694-4600 ALBUQUERQUE, NM (505) 266-5904 Internal Control Over Compliance The management of the City is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts, and grants applicable to federal programs. In planning and performing our audit, we considered the City’s internal control over compliance with the requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control over compliance. Acontrol deficiency in an entity’s internal control over compliance exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect noncompliance with a type of compliance requirement of a federal program on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the entity’s ability to administer a federal program such that there is more than a remote likelihood that noncompliance with a type of compliance requirement of a federal program that is more than inconsequential will not be prevented or detected by the entity’s internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that material noncompliance with a type of compliance requirement of a federal program will not be prevented or detected by the entity’s internal control. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. This report is intended solely for the information and use of management, the City Council, and federal awarding agencies and pass-through entities and is not intended to be and should not be used by anyone other than these specified parties. December 31, 2008 80 CITY OF STEPHENVILLE, TEXAS SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 FederalPass-through Federal Grantor/Pass-through Grantor/CFDAEntity IdentifyingFederal Program TitleNumberNumberExpenditures U. S. Department of Transportation Passed through the Texas Department of Transportation: Airport Improvement Project - Hanger Number 220.1060502STVLE157,632$ Airport Terminal Project - 200620.10606TBSTVLE421,558 Airport Pavement Rehab - 200620.1060602STVLE6,574 Airport Pavement Rehab - 200720.1060702STVLE8,911 20,147 Airport Terminal Project-200820.10608TBSTVLE 614,822 Total Passed through Texas Department of Transportation 614,822 Total U. S. Department of Transportation Federal Emergency Management Agency N/A Hurricane Ike97.039 1,495 8,569 Hurricane Ike97.039 N/A 10,064 Total Federal Emergency Management Agency $ 624,886 Total Expenditures of Federal Awards 81 CITY OF STEPHENVILLE, TEXAS NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR YEAR ENDED SEPTEMBER 30, 2008 1. GENERAL The Schedule of Expenditures of Federal Awards presents the activity of all applicable federal awards programs of the City. The City's reporting entity is defined in Note 1 of the basic financial statements. Federal awards received directly from federal agencies, as well as federal awards passed through other government agencies, are included on the Schedule of Expenditures of Federal Awards. 2. BASIS OF ACCOUNTING The Schedule of Expenditures of Federal Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. 82 CITY OF STEPHENVILLE, TEXAS SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED SEPTEMBER 30, 2008 Summary of Auditors' Results Type of report on financial statementsUnqualified Internal control over financial reporting: Material weakness(es) identified?No Significant deficiencies identified that are not considered to be material weakness(es)?None reported Internal control over major programs: Material weakness(es) identified?No Significant deficiencies identified that are not considered to be material weakness(es)?None reported Noncompliance which is material to the basic financial statementsNone Type of report on compliance with major programUnqualified Findings and questioned costs for federal awards as defined in Section 501(a), OMB Circular A-133 disclosedNone Dollar threshold considered between Type A and Type B federal programs$300,000 Low risk auditee statementThe City was not classified as a low-risk auditee in the context of OMB Circular A-133. Major federal programAirport Improvement Program, CFDA #20.106 Findings Relating to the Financial Statements Which are Required to be Reported in Accordance With Generally Accepted Auditing Standards None Findings and Questioned Costs for Federal Awards None 83 CITY OF STEPHENVILLE, TEXAS SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEAR ENDED SEPTEMBER 30, 2008 None 84